-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TbYLcpu88eCDflKLVcnbpv7NLAhT6hU4bimnW+wLDDqp/2k+aB5Kje4ujhFJdgzZ 12QWVkqaT695rooiAJLOjA== 0001179110-05-017501.txt : 20050906 0001179110-05-017501.hdr.sgml : 20050905 20050906123500 ACCESSION NUMBER: 0001179110-05-017501 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050902 FILED AS OF DATE: 20050906 DATE AS OF CHANGE: 20050906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4821 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106835900 MAIL ADDRESS: STREET 1: 4311 SOLAR WAY CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lin Minsheng CENTRAL INDEX KEY: 0001332116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 051069715 BUSINESS ADDRESS: BUSINESS PHONE: 510-438-4735 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4 1 edgar.xml FORM 4 - X0202 4 2005-09-02 0 0001051627 AXT INC AXTI 0001332116 Lin Minsheng 4281 TECHNOLOGY DRIVE FREMONT CA 94538 0 1 0 0 Chief Operating Officer Stock options (Right to buy) 1.33 2005-09-02 4 A 0 4000 1.33 A 2006-09-02 2015-09-02 Stock options (Right to buy) 4000 104000 D 1,000 shares to vest on 09/02/20063,000 shares to vest monthly by 09/02/2009 /s/ Minsheng Lin by power of attorney 2005-09-06 -----END PRIVACY-ENHANCED MESSAGE-----