-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MqtdOOgIYDsF3cUQYmoWcKauBaiNIgxyzUz6801CZZokQSeDe3jKMOn7fX6dIUax cHEPJOdHtOQvmdNrY94Log== 0001179110-05-017500.txt : 20050906 0001179110-05-017500.hdr.sgml : 20050905 20050906123424 ACCESSION NUMBER: 0001179110-05-017500 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050902 FILED AS OF DATE: 20050906 DATE AS OF CHANGE: 20050906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4821 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5106835900 MAIL ADDRESS: STREET 1: 4311 SOLAR WAY CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yin Philip C S CENTRAL INDEX KEY: 0001322026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 051069711 BUSINESS ADDRESS: BUSINESS PHONE: 510-438-4735 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 4 1 edgar.xml FORM 4 - X0202 4 2005-09-02 0 0001051627 AXT INC AXTI 0001322026 Yin Philip C S 4281 TECHNOLOGY DRIVE FREMONT CA 94538 1 1 0 0 Chief Executive Officer Stock options (right to buy) 1.33 2005-09-02 4 A 0 30000 1.33 A 2006-09-02 2015-09-02 Stock options (Right to buy) 30000 270000 D 7,500 shares to vest on 09/02/200622,500 shares to vest monthly by 09/02/2009 /s/ Philip C.S. Yin by power of attorney 2005-09-06 -----END PRIVACY-ENHANCED MESSAGE-----