-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FHHk3FX650zqw6xF641GaKmzhkbpZSdFsY3D31O1ZDDXKhKCRuYRpdBY2zlq4Z0S dOUr/0VIkHM/GQvuuRTxpA== 0001179110-08-018893.txt : 20081103 0001179110-08-018893.hdr.sgml : 20081103 20081103180425 ACCESSION NUMBER: 0001179110-08-018893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081031 FILED AS OF DATE: 20081103 DATE AS OF CHANGE: 20081103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4735 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHANG DAVID C CENTRAL INDEX KEY: 0001188184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 081158683 BUSINESS ADDRESS: BUSINESS PHONE: 203-328-0600 MAIL ADDRESS: STREET 1: C/O TIME WARNER CABLE INC. STREET 2: 290 HARBOR DRIVE CITY: STAMFORD STATE: CT ZIP: 06902 4 1 edgar.xml FORM 4 - X0303 4 2008-10-31 0 0001051627 AXT INC AXTI 0001188184 CHANG DAVID C 4281 TECHNOLOGY DRIVE FREMONT CA 94538 1 0 0 0 Common Stock 2008-10-31 4 A 0 15723 0 A 45776 D Represents grant of restricted stock award which vest in three equal annual installments on each anniversary of the date of grant. /s/ David C. Chang by power of attorney 2008-11-02 -----END PRIVACY-ENHANCED MESSAGE-----