0001140361-11-044108.txt : 20110830 0001140361-11-044108.hdr.sgml : 20110830 20110830195313 ACCESSION NUMBER: 0001140361-11-044108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110830 FILED AS OF DATE: 20110830 DATE AS OF CHANGE: 20110830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhang Davis CENTRAL INDEX KEY: 0001319931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24085 FILM NUMBER: 111066827 MAIL ADDRESS: STREET 1: AXT, INC 4281, TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AXT INC CENTRAL INDEX KEY: 0001051627 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943031310 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510.438.4734 MAIL ADDRESS: STREET 1: 4281 TECHNOLOGY DR. CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN XTAL TECHNOLOGY DATE OF NAME CHANGE: 19971217 4 1 doc1.xml FORM 4 X0304 4 2011-08-30 0 0001051627 AXT INC AXTI 0001319931 Zhang Davis 4281 TECHNOLOGY DRIVE FREMONT CA 94538 0 1 0 0 President, JV Operations Common Stock 2011-08-30 4 S 0 5500 7.89 D 76050 D Common Stock 2011-08-30 4 S 0 20000 8.05 D 56050 D /s/ Davis Zhang, by power of attorney 2011-08-30