0001181431-14-020929.txt : 20140522 0001181431-14-020929.hdr.sgml : 20140522 20140522181302 ACCESSION NUMBER: 0001181431-14-020929 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140521 FILED AS OF DATE: 20140522 DATE AS OF CHANGE: 20140522 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZOGENIX, INC. CENTRAL INDEX KEY: 0001375151 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205300780 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: (858) 259-1165 MAIL ADDRESS: STREET 1: 12400 HIGH BLUFF DRIVE STREET 2: SUITE 650 CITY: SAN DIEGO STATE: CA ZIP: 92130 FORMER COMPANY: FORMER CONFORMED NAME: ZOGENIX INC DATE OF NAME CHANGE: 20060911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAST ERLE T CENTRAL INDEX KEY: 0001051411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34962 FILM NUMBER: 14864895 MAIL ADDRESS: STREET 1: C/O SPIROS DEVELOPMENT CORP II INC STREET 2: 7475 LUSK BLVD CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 rrd409664.xml MAST_FORM 4_ANNUAL GRANT X0306 4 2014-05-21 0 0001375151 ZOGENIX, INC. ZGNX 0001051411 MAST ERLE T C/O ZOGENIX, INC. 12400 HIGH BLUFF DR., SUITE 650 SAN DIEGO CA 92130 1 0 0 0 Right to buy stock 1.94 2014-05-21 2014-05-21 4 A 0 50000 0 A 2014-05-21 Common Stock 50000 233500 D The option was granted on May 21, 2014 and vests in a series of twelve (12) successive, equal monthly installments beginning on May 21, 2014, subject to the Reporting Person's continued service to the Company on each vesting date. /s/ Thomas Doyle, Attorney-In-Fact 2014-05-22