0001181431-11-041688.txt : 20110719
0001181431-11-041688.hdr.sgml : 20110719
20110719191206
ACCESSION NUMBER: 0001181431-11-041688
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110719
FILED AS OF DATE: 20110719
DATE AS OF CHANGE: 20110719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ODDI DAVID
CENTRAL INDEX KEY: 0001256947
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35240
FILM NUMBER: 11976231
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SKULLCANDY, INC.
CENTRAL INDEX KEY: 0001423542
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD AUDIO & VIDEO EQUIPMENT [3651]
IRS NUMBER: 562362196
BUSINESS ADDRESS:
STREET 1: 1441 West Ute Blvd
STREET 2: SUITE 250
CITY: park City
STATE: ut
ZIP: 84098
BUSINESS PHONE: 435-940-1545
MAIL ADDRESS:
STREET 1: 1441 West Ute Blvd
STREET 2: SUITE 250
CITY: park City
STATE: ut
ZIP: 84098
FORMER COMPANY:
FORMER CONFORMED NAME: Skullcandy Inc
DATE OF NAME CHANGE: 20080110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERREIRA JOSE JR
CENTRAL INDEX KEY: 0001051399
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35240
FILM NUMBER: 11976232
MAIL ADDRESS:
STREET 1: C/O NU SKIN ENTERPRISES INC
STREET 2: 75 WEST CENTER ST
CITY: PROVO
STATE: UT
ZIP: 84601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOODE PARTNERS CONSUMER FUND I L P
CENTRAL INDEX KEY: 0001392310
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35240
FILM NUMBER: 11976233
BUSINESS ADDRESS:
STREET 1: 667 MADISON AVE 21ST FL
CITY: NEW YORK
STATE: NY
ZIP: 10021
BUSINESS PHONE: 646-722-9450
MAIL ADDRESS:
STREET 1: 667 MADISON AVE 21ST FL
CITY: NEW YORK
STATE: NY
ZIP: 10021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOODE SKULLCANDY HOLDINGS, LLC
CENTRAL INDEX KEY: 0001523190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35240
FILM NUMBER: 11976234
BUSINESS ADDRESS:
STREET 1: C/O GOODE PARTNERS, LLC
STREET 2: 767 THIRD AVENUE, 22ND FL.
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: (646) 722-9450
MAIL ADDRESS:
STREET 1: C/O GOODE PARTNERS, LLC
STREET 2: 767 THIRD AVENUE, 22ND FL.
CITY: NEW YORK
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOODE INVESTORS I LLC
CENTRAL INDEX KEY: 0001526181
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35240
FILM NUMBER: 11976235
BUSINESS ADDRESS:
STREET 1: C/O GOODE PARTNERS, LLC
STREET 2: 767 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646 722 9450
MAIL ADDRESS:
STREET 1: C/O GOODE PARTNERS, LLC
STREET 2: 767 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10017
3
1
rrd315011.xml
GOODE F3
X0203
3
2011-07-19
0
0001423542
SKULLCANDY, INC.
SKUL
0001523190
GOODE SKULLCANDY HOLDINGS, LLC
C/O GOODE PARTNERS, LLC
767 THIRD AVENUE
NEW YORK
NY
10017
0
0
1
0
0001392310
GOODE PARTNERS CONSUMER FUND I L P
C/O GOODE PARTNERS, LLC
767 THIRD AVENUE
NEW YORK
NY
10017
0
0
1
0
0001051399
FERREIRA JOSE JR
C/O GOODE PARTNERS, LLC
767 THIRD AVENUE
NEW YORK
NY
10017
0
0
1
0
0001256947
ODDI DAVID
C/O GOODE PARTNERS, LLC
767 THIRD AVENUE
NEW YORK
NY
10017
0
0
1
0
0001526181
GOODE INVESTORS I LLC
C/O GOODE PARTNERS, LLC
767 THIRD AVENUE
NEW YORK
NY
10017
0
0
1
0
Series C Preferred Stock
Common Stock
18985
D
Convertible Secured Promissory Note
Common Stock
3218432
D
The Series C Preferred Stock has no expiration date and is exercisable and convertible into the Issuer's common stock on a 1 for 1.199 basis upon the closing of the Issuer's initial public offering. The reported number of shares gives effect to such share conversion.
Represents shares held directly by Goode Skullcandy Holdings LLC.
The Convertible Secured Promissory Note (the "Note"), issued in favor of Goode Skullcandy Holdings LLC, has a maturity date of 11/28/2013. The Note will convert into the Issuer's common stock at the closing of the Issuer's initial public offering pursuant to the provisions of the Note.
The number of shares subject to conversion of the Note is based upon a conversion price of $7.72 per share, subject to adjustment as provided pursuant to the provisions of the Note.
Goode Investors I LLC ("GP I"), is the general partner of Goode Partners Consumer Fund I, L.P. ("GPCF I"). GPCF I is the managing member of Goode Skullcandy Holdings LLC ("Holdings LLC"), which directly holds the securities reported herein. Jose Ferreira, Jr. and David Oddi are managing directors and members of GP I. Messrs. Ferreira and Oddi and GP I and GPCF I (collectively, the "Goode Entities") may be deemed to indirectly beneficially own the shares held by Holdings LLC because of their affiliation with the Goode Entities but disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein.
Jose Ferreira, Jr., Authorized Signatory on behalf of Goode Skullcandy Holdings, LLC
2011-07-19
Jose Ferreira, Jr., Authorized Signatory on behalf of Goode Partners Consumer Fund I, L.P.
2011-07-19
Jose Ferreira, Jr., an individual
2011-07-19
David Oddi, an individual
2011-07-19
Jose Ferreira, Jr., Authorized Signatory on behalf of Goode Investors I LLC
2011-07-19