X0201 4 1999-11-30 0 0001050996 NORTHEAST PENNSYLVANIA FINANCIAL CORP NEPF 0001254303 HAENTIENS R PETER 12 EAST BROAD STREET HAZLETON PA 18201 1 0 0 0 Common Stock 2003-02-25 4 P 0 300 14.73 A 26646 D Common Stock 2003-02-25 4 P 0 200 14.97 A 2400 I By Custodian For Daughter Common Stock 2003-08-28 4 S 0 2400 15.17 D 0 I By Custodian For Daughter Common Stock 2003-08-28 4 S 0 1200 15.17 D 0 I By Custodian for Son Common Stock 1900 I By Stock Award Non-Qualified Stock Option (right-to-buy) 10.38 1999-11-30 4 A 0 1000 0 A 2000-11-30 2009-11-30 Common Stock 1000 1000 D Non-Qualified Stock Option (right-to-buy) 11.75 1999-10-27 2008-10-27 Common Stock 21000 21000 D This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11. Stock Awards granted pursuant to the Northeast Pennsylvania Financial Corp. 1998 Stock-Based Incentive Plan vest in five annual installments beginning on October 27, 1999. Non-Qualified Stock Options granted pursuant to the Northeast Pennsylvania Financial Corp. 1998 Stock-Based Incentive Plan vest in five annual installments beginning on November 30, 2000. Non-Qualified Stock Options granted pursuant to the Northeast Pennsylvania Financial Corp. 1998 Stock-Based Incentive Plan vest in five annual installments beginning on October 27, 1999. By: /s/ R. Peter Haentjens 2003-09-02