Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | Oak Associates, ltd. |
b. Street 1 | 3875 Embassy Parkway |
Street 2 | Suite 250 |
c. City | Akron |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 44333-8334 |
g. Telephone number (including country code if foreign) | 330-668-1234 |
h. Briefly describe the books and records kept at this location:
| Books and records related to investment advisory services |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Ultimus Fund Solutions, LLC |
b. Street 1 | 225 Pictoria Drive |
Street 2 | Suite 450 |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45246-1617 |
g. Telephone number (including country code if foreign) | 513-587-3400 |
h. Briefly describe the books and records kept at this location:
| Books and records related to fund accounting, financial reporting, and transfer agency services |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | U.S. Bank National Association |
b. Street 1 | 425 Walnut Street |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45202-3956 |
g. Telephone number (including country code if foreign) | 513-632-4234 |
h. Briefly describe the books and records kept at this location:
| Books and records related to custody services |
Director Record:
1 |
a. Full Name | Michael R. Shade |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | David J. Gruber |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-03541 |
File Number Record:
2 |
File Number Record: | 811-08529 |
File Number Record:
3 |
File Number Record: | 811-22976 |
Director Record:
3 |
a. Full Name | James D. Oelschlager |
b. CRD number, if any | 002238569 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Susan F. Akers |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
5 |
a. Full Name | Pauline F. Ramig |
b. CRD number, if any | 005208664 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |