-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ny4fy4lksjqVLJso6CH5YA2VrV5q53EJLhVtvMCC1qSH12H7H/4J7Tt3Vfq6abql EM6qO/RXexdQFbD5jUiAdQ== 0000950152-03-000610.txt : 20030123 0000950152-03-000610.hdr.sgml : 20030123 20030123145021 ACCESSION NUMBER: 0000950152-03-000610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030122 FILED AS OF DATE: 20030123 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOME LOAN FINANCIAL CORP CENTRAL INDEX KEY: 0001050894 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 311578552 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23927 FILM NUMBER: 03522231 BUSINESS ADDRESS: STREET 1: 401 MAIN ST CITY: COSHOCTON STATE: OH ZIP: 43812-1580 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: HAMILTON ROBERT C CENTRAL INDEX KEY: 0001166236 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 401 MAIN ST. CITY: COSHOCTON STATE: OH ZIP: 43812 BUSINESS PHONE: 7406220444 MAIL ADDRESS: STREET 1: 401 MAIN ST CITY: COSHOCTON STATE: OH ZIP: 43812 4 1 l98371ae4.htm HOME LOAN FINANCIAL CORP/HAMILTON FORM 4 Home Loan Financial Corp/Hamilton Form 4
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b).

1. Name and Address of Reporting
Person*
2. Issuer Name and Ticker or Trading
Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Hamilton Robert C.
(Last) (First) (Middle)
  Home Loan Financial Corporation (HLFC)
 
     
  217 S. Wall Street

(Street)
4. Statement for Month/Day/Year 5. If Amendment, Date of Original (Month/Day/Year)
    January 22, 2003
 
     
    6. Relationship of Reporting Person(s)
to Issuer
(Check All Applicable)
7. Individual or Joint/Group Filing
(Check Applicable Line)
  Wesr Lafayette, Ohio 43845
(City)        (State)        (Zip)
  x  Director o  10% Owner   x Form Filed by One Reporting Person
    x  Officer (give title below)   o Form Filed by More than One Reporting Person
    o  Other (specify below)  
      President, Chief Executive Officer
     

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).


 

                                               

Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Transaction
Date

(Month/Day/Year)
2A. Deemed Execution
Date, if any

(Month/Day/Year)
3. Transaction
Code

(Instr. 8)
4. Securities Acquired (A) or
Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Sec-
urities Beneficially
Owned Following
Reported Trans-
action(s)

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

              Code V   Amount (A)
or
(D)
Price          

  Common Shares, no par value   1/22/03     M     10,000   A   $7.69     59,784*     D  

  Common Shares, no par value                   4,498*     I   By RRP Trust

  Common Shares, no par value                   24,145     I   By ESOP Trust

  Common Shares, no par value                   15,000     I   By Spouse

                         

                         

                         

                         

                         

                         

Page 2


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3A.  Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  Stock option (right to buy)     $7.69     1/22/03     M   10,000

               

               

               

               

               

               

               

               

               

Page 3


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative Securities
Beneficially Owned Following
Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or
Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

  * 10/13/08   Common Shares 10,000           34,706     D  

                   

                   

                   

                   

                   

                   

                   

                   

                   

Explanation of Responses:

* On October 13, 2002, 4,496 shares were distributed to Mr. Hamilton from his account in the Home Loan Financial Corporation Recognition and Retention Plan Trust.

* Stock options granted pursuant to the House Loan Financial Corporation 1998 Stock Option and Incentive Plan. The option is exercisable in 20% increments beginning on October 13, 1999 and ending on October 13, 2003.

/s/ Robert C. Hamilton   1/22/03

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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