-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N2mW5H3UWoHFlMfov0XL04oHvinucNIHPr37hnLcWnNPYS3HQLnWvyfFzh4Tctki 4T+1iAAbsePHn6E8b7GdYg== 0000950134-05-002968.txt : 20050214 0000950134-05-002968.hdr.sgml : 20050214 20050214143054 ACCESSION NUMBER: 0000950134-05-002968 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050214 DATE AS OF CHANGE: 20050214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VITRIA TECHNOLOGY INC CENTRAL INDEX KEY: 0001050808 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770386311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58159 FILM NUMBER: 05607820 BUSINESS ADDRESS: STREET 1: 945 STEWART DR CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 6502376900 MAIL ADDRESS: STREET 1: 945 STEWART DR CITY: SUNYVALE STATE: CA ZIP: 94086 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHANG JOMEI CENTRAL INDEX KEY: 0001106569 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 4082122700 MAIL ADDRESS: STREET 1: 945 STEWART DR CITY: SUNNYVALE STATE: CA ZIP: 94086 SC 13G/A 1 f05684jcsc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 5)*

Vitria Technology, Inc.


(Name of Issuer)

Common Stock


(Title of Class of Securities)

928490 10 4


(CUSIP Number)

December 31, 2004


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        þ Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

             
13G
CUSIP No. 928490 10 4

  1. Name of Reporting Person:
JoMei Chang, Ph.D.
I.R.S. Identification Nos. of above persons (entities only):

  2. Check the Appropriate Box if a Member of a Group:
    (a) o  
    (b) o  

  3. SEC Use Only:

  4. Citizenship or Place of Organization:
United States

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:

6. Shared Voting Power:
11,559,223*

7. Sole Dispositive Power:

8.Shared Dispositive Power:
11,559,223*

  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
11,559,223

  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares:
o

  11.Percent of Class Represented by Amount in Row (9):
32.9%

  12.Type of Reporting Person:
IN

* Includes 685,666 options exercisable within 60 days of December 31, 2004 held by husband, M. Dale Skeen Ph.D., who himself is a Vitria Technology, Inc. Officer, Director and 10% Stockholder.

Page 2 of 4 Pages


 

         
Item 1.
       
  (a)   Name of Issuer
      Vitria Technology, Inc.
  (b)   Address of Issuer’s Principal Executive Offices
      945 Stewart Drive
Sunnyvale, CA 94086

       
Item 2.
       
  (a)   Name of Person Filing
      JoMei Chang, Ph.D.
  (b)   Address of Principal Business Office or, if none, Residence
      945 Stewart Drive
      Sunnyvale, CA 94086
  (c)   Citizenship
      United States
  (d)   Title of Class of Securities
      Common Stock
  (e)   CUSIP Number
      928490 10 4

       
Item 3.   If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)   o Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o);
  (b)   o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
  (c)   o Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c);
  (d)   o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
  (e)   o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f)   o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g)   o A parent holding company or control person in accordance with §240.13d-1(b)(ii)(G);
  (h)   o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i)   o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment      Company Act of 1940 (15 U.S.C. 80a-3);
  (j)   o Group, in accordance with §240.13d-1(b)(1)(ii)(J)

       
Item 4.   Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

         
  (a)   Amount Beneficially Owned:     11,559,223*                    
  (b)   Percent of Class:     32.9%                    
  (c)   Number of shares as to which the person has:
      (i)           Sole power to vote or to direct the vote                                        

Page 3 of 4 pages


 

         
      (ii) Shared power to vote or to direct the vote     11,559,223*                    
      (iii) Sole power to dispose or to direct the disposition of                                        
      (iv) Shared power to dispose or to direct the disposition of     11,559,223*                    

       
Item 5.   Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.

         
Item 6.   Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

         
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

         
Item 8.   Identification and Classification of Members of the Group

Not applicable.

         
Item 9.   Notice of Dissolution of a Group

Not applicable.

         
Item 10.   Certification

Not applicable.

* Includes 685,666 options exercisable within 60 days of December 31, 2004 held by husband, M. Dale Skeen Ph.D. who himself is a Vitria Technology, Inc. Officer, Director and 10% Stockholder.

[SIGNATURE]

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

     
    February 11, 2005
   
  Date

   
  /s/ JoMei Chang, Ph.D.
   
  Signature

   
  JoMei Chang, Ph.D.
   
  Name/Title

Page 4 of 4 pages

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