-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhcZxc3AmhQOqZwyx1w+URpDR83iwkyIaVhrXnLkfoCWoEzG/LgRiYxxkLSfjAoz NLbnTMHns3K6xeaFSkg93Q== 0000929624-01-000251.txt : 20010223 0000929624-01-000251.hdr.sgml : 20010223 ACCESSION NUMBER: 0000929624-01-000251 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VITRIA TECHNOLOGY INC CENTRAL INDEX KEY: 0001050808 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770386311 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-58159 FILM NUMBER: 1539263 BUSINESS ADDRESS: STREET 1: 945 STEWART DR CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 6502376900 MAIL ADDRESS: STREET 1: 945 STEWART DR CITY: SUNYVALE STATE: CA ZIP: 94086 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CHANG FAMILY TRUST DATED 06/27/94 CENTRAL INDEX KEY: 0001106572 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 945 STEWART DR CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4082122700 MAIL ADDRESS: STREET 1: 945 STEWART DR CITY: SUNNYVALE STATE: CA ZIP: 94086 SC 13G/A 1 0001.txt AMENDMENT #1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response..... 14.90 ------------------------------ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Vitria Technology, Inc. ------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------ (Title of Class of Securities) 928490 10 4 --------------------------------------------------------- (CUSIP Number) December 31, 2000 ------------------------------------------ (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 4 - --------------------- CUSIP No. 928490 10 4 13G - --------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO(S). OF ABOVE PERSON(S) (ENTITIES ONLY) The Chang Family Trust Dated June 27, 1994 - ---------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - ---------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bahamian - ---------------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 8,979,740 OWNED BY ------------------------------------------------------------------------------- EACH 6 SHARED VOTING POWER REPORTING PERSON -0- WITH: ------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 8,979,740 ------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ---------------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,979,740 - ---------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable - ---------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.0% - ---------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* 00 - ----------------------------------------------------------------------------------------------------------
Page 2 of 4 Item 1. (a) Name of Issuer Vitria Technology, Inc. (b) Address of Issuer's Principal Executive Offices 945 Stewart Drive Sunnyvale, CA 94086 Item 2. (a) Name of Person Filing The Chang Family Trust dated June 27, 1994 (b) Address of Principal Business Office or, if none, Residence 29 Retirement Road Nassau, Bahamas (c) Citizenship Bahamian (d) Title of Class of Securities Common Stock (e) CUSIP Number 928490 10 4 Item 3. If this statement is filed pursuant to (S)(S)240.13d-1(b), or 240.13d- 2(b) or (c), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c); (d) [ ] An investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) [ ] An investment adviser in accordance with (S)240.13d- 1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with (S)240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with (S)240.13d-1(b)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with (S)240.13d-1(b)(1)(ii)(J) Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 8,979,740 (b) Percent of Class: 7.0% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 8,979,740 --------- (ii) Shared power to vote or to direct the vote: -0- --- (iii) Sole power to dispose or to direct the disposition of: 8,979,740 --------- (iv) Shared power to dispose or to direct the disposition of: -0- --- Page 3 of 4 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of a Group Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 13, 2001 ----------------------------------- Date /s/ Michael W. Taylor ----------------------------------- Signature Michael W. Taylor ----------------------------------- Name/Title Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----