EX-99.(H)(6)(IV) 4 a21-36080_1ex99dh6iv.htm EX-99.(H)(6)(IV)
 
 Exhibit (h)(6)(iv)
 
FOURTH AMENDMENT TO
PARTICIPATION AGREEMENT
 
This Fourth Amendment to Participation Agreement (“Amendment”) is entered into by and among Legg Mason Investor Services, LLC (the “Distributor”), Legg Mason Partners Variable Equity Trust and Legg Mason Partners Variable Income Trust (each a “Fund”, collectively the “Funds”), Legg Mason Partners Fund Advisor, LLC (the “Advisor”) and Protective Life and Annuity Insurance Company (the “Company”), collectively (the “Parties”).
 
WHEREAS, the Parties entered into a Participation Agreement dated November 1, 2009, as amended (the “Agreement”).  Capitalized terms used herein and not otherwise defined herein shall have the meanings assigned to such terms in the Agreement;
 
WHEREAS, the Parties desire to amend the Agreement to update the funds listed in Schedule B; and
 
WHEREAS, the Parties desire to amend the Agreement;
 
NOW, THEREFORE, in consideration of these premises and the terms and conditions set forth herein, the Parties agree as follows:
 
1.
Schedule B of this Amendment, attached hereto, supersedes and replaces in its entirety the Schedule B of the Agreement.  
 
2.
Other Terms.  Other than the foregoing, all other terms and conditions of the Agreement shall remain unchanged and in full force and effect and are ratified and confirmed in all respects by the Parties to this Amendment.
 
 
For the purpose of referring to this Amendment, the date of this Amendment shall be the date of acceptance by Legg Mason Investor Services, LLC.
 
Legg Mason Investor Services, LLC
 
 
Protective Life and Annuity Insurance Company
 
By:
/s/ Jeremy O’Shea                                         
By:
/s/ Steve Cramer                            
Name:
Jeremy O’Shea                            
 
Name:
Steve Cramer                                
Title:
COO US Distribution                   
 
Title:
Chief Product Officer – Retirement Division
Date:    3/31/2021                                                    
Date:   4/7/2021                                          
 
 Legg Mason Partners Variable Equity Trust
 
Legg Mason Partners Variable Income Trust
 
 
 
 
By:
/s/ Jane Trust                                
 
By:
/s/ Jane Trust                              
Name:
Jane Trust                                    
 
Name:
Jane Trust                                   
Title:
President & CEO                                          
Title:
President & CEO                        
Date:    4/1/2021                                                  
 
Date:   4/1/2021                                                  
 
Legg Mason Partners Fund Advisor, LLC
 
 
 
 
By:
/s/ Jane Trust                                
Name:
Jane Trust                                     
Title:
President & CEO                        
Date:    4/1/2021                                                  
 
 
 
 
 
 
 
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SCHEDULE B
 
PORTFOLIOS AVAILABLE UNDER THE CONTRACTS
 
All Funds shall pay 12b-1 fees in the amount as stated in each Fund’s then current prospectus.
 
 
Fund Trust Name
Portfolio Fund Name
Class
CUSIP
 
 
 
 
Legg Mason Partners Variable Equity Trust
ClearBridge Variable Dividend Strategy Portfolio
II
52467W205
Legg Mason Partners Variable Equity Trust
ClearBridge Variable Large Cap Growth Portfolio
II
52467X864
Legg Mason Partners Variable Equity Trust
ClearBridge Variable Mid Cap Portfolio
I
52467X708
Legg Mason Partners Variable Equity Trust
ClearBridge Variable Mid Cap Portfolio
II
52467X856
Legg Mason Partners Variable Equity Trust
ClearBridge Variable Small Cap Growth Portfolio
I
52467M843
Legg Mason Partners Variable Equity Trust
ClearBridge Variable Small Cap Growth Portfolio
II
52467M819
Legg Mason Partners Variable Equity Trust
QS Legg Mason Dynamic Multi-Strategy VIT Portfolio
I
52467M793
Legg Mason Partners Variable Equity Trust
QS Legg Mason Dynamic Multi-Strategy VIT Portfolio
II
52467M785
Legg Mason Partners Variable Income Trust
Western Asset Core Plus VIT Portfolio
I
52467K771
Legg Mason Partners Variable Income Trust
Western Asset Core Plus VIT Portfolio
II
52467K755
 
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