0001273412-17-000070.txt : 20171212
0001273412-17-000070.hdr.sgml : 20171212
20171212151328
ACCESSION NUMBER: 0001273412-17-000070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171212
FILED AS OF DATE: 20171212
DATE AS OF CHANGE: 20171212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAMB JAMES R
CENTRAL INDEX KEY: 0001236752
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 171251642
MAIL ADDRESS:
STREET 1: 190 MAIN STREET P O BOX 178
CITY: GLADSTONE
STATE: NJ
ZIP: 07934
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-12-12
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001236752
LAMB JAMES R
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
1
0
0
0
Common Stock
2017-12-12
4
M
0
250
23.40
A
21706
D
Common Stock
2017-12-12
4
S
0
250
34.8501
D
21456
D
Common Stock
1684
I
Spouse
Stock option (right to buy)
23.40
2017-12-12
4
M
0
250
D
2018-01-02
Common Stock
1000
750
D
Stock Option (right to buy)
13.43
2020-01-04
Common Stock
5000
5000
D
Stock Option (right to buy)
13.53
2021-01-03
Common Stock
2500
2500
D
Stock Option (right to buy)
10.72
2022-01-03
Common Stock
2500
2500
D
Stock Option (right to buy)
14.68
2023-01-02
Common Stock
2500
2500
D
The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.
The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014.
The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015.
The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.
The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
Option grant has no purchase or sale price.
James R. Lamb
2017-12-12