0001273412-17-000070.txt : 20171212 0001273412-17-000070.hdr.sgml : 20171212 20171212151328 ACCESSION NUMBER: 0001273412-17-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171212 FILED AS OF DATE: 20171212 DATE AS OF CHANGE: 20171212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMB JAMES R CENTRAL INDEX KEY: 0001236752 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 171251642 MAIL ADDRESS: STREET 1: 190 MAIN STREET P O BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-12-12 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001236752 LAMB JAMES R 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 1 0 0 0 Common Stock 2017-12-12 4 M 0 250 23.40 A 21706 D Common Stock 2017-12-12 4 S 0 250 34.8501 D 21456 D Common Stock 1684 I Spouse Stock option (right to buy) 23.40 2017-12-12 4 M 0 250 D 2018-01-02 Common Stock 1000 750 D Stock Option (right to buy) 13.43 2020-01-04 Common Stock 5000 5000 D Stock Option (right to buy) 13.53 2021-01-03 Common Stock 2500 2500 D Stock Option (right to buy) 10.72 2022-01-03 Common Stock 2500 2500 D Stock Option (right to buy) 14.68 2023-01-02 Common Stock 2500 2500 D The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013. The options are exercisable in four equal annual installments on January 4, 2011, 2012, 2013 and 2014. The options are exercisable in four equal annual installments on January 3, 2012, 2013, 2014 and 2015. The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016. The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016. Option grant has no purchase or sale price. James R. Lamb 2017-12-12