0001273412-16-000160.txt : 20161123 0001273412-16-000160.hdr.sgml : 20161123 20161123135303 ACCESSION NUMBER: 0001273412-16-000160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161123 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spero Vincent A CENTRAL INDEX KEY: 0001477501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 162015985 MAIL ADDRESS: STREET 1: 190 MAIN STREET STREET 2: PO BOX 178 CITY: GLADSTONE STATE: NJ ZIP: 07934 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-11-23 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001477501 Spero Vincent A 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 0 1 0 0 EVP & Chief Lending Officer Common Stock 2016-11-23 4 M 0 3000 11.91 A 59289.742 D Common Stock 2016-11-23 4 S 0 3000 26.2798 D 56289.742 D Common Stock 16170.4335 I 401K Plan/Profit Sharing Common Stock 2206.5672 I Employee Stock Purchase Plan Stock Option (right to buy) 27.01 2018-06-02 Common Stock 1050 1050 D Stock Option (right to buy) 11.91 2016-11-23 4 M 0 3000 D 2019-11-19 Common Stock 3000 0 D The options are exercisable in five equal annual installments on November 19, 2010, 2011, 2012, 2013 and 2014. The options are exercisable in five equal annual installments on June 2, 2009, 2010, 2011, 2012 and 2013. Includes 401K contributions used to purchase PGC stock each payroll period. Option grant has no purchase or sale price Vincent A. Spero 2016-11-23