0001209191-21-042981.txt : 20210624 0001209191-21-042981.hdr.sgml : 20210624 20210624154603 ACCESSION NUMBER: 0001209191-21-042981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210622 FILED AS OF DATE: 20210624 DATE AS OF CHANGE: 20210624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANTE ROBERT A. CENTRAL INDEX KEY: 0001702724 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 211042748 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE, SUITE 300, P.O. BOX 700 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-22 0 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001702724 PLANTE ROBERT A. 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 0 1 0 0 EVP, Chief Operating Officer Common Stock 2021-06-22 4 F 0 108 32.00 D 2208 D Common Stock 15827 I Rabbi Trust Common Stock 209.016 I 401(k) Common Stock 1732.0736 I Employee Stock Purchase Plan Restricted Stock Units Common Stock 3277 3277 D Restricted Stock Units Common Stock 12398 12398 D Restricted Stock Units Common Stock 17048 17048 D Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. Includes 401(k) contributions used to purchase PGC stock. Includes shares received through dividend reinvestment since the last filing. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. Robert A. Plante 2021-06-24