0001209191-19-049248.txt : 20190912
0001209191-19-049248.hdr.sgml : 20190912
20190912101149
ACCESSION NUMBER: 0001209191-19-049248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190911
FILED AS OF DATE: 20190912
DATE AS OF CHANGE: 20190912
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BABCOCK JOHN P
CENTRAL INDEX KEY: 0001602623
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 191089697
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
STREET 2: SUITE 300
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-11
0
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001602623
BABCOCK JOHN P
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
0
1
0
0
SEVP & Pres of Priv Wealth Mgt
Common Stock
2019-09-11
4
S
0
2000
28.9108
D
41620
D
Common Stock
8850
I
Rabbi Trust
Common Stock
6411
I
401(k)
Restricted Stock Unit
Common Stock
21331
21331
D
Restricted Stock Unit
Common Stock
1497
1497
D
Restricted Stock Unit
Common Stock
22097
22097
D
The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 1, 2019.
Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
Includes 401(k) contributions used to purchase PGC stock.
Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
John P. Babcock
2019-09-12