0001209191-19-021000.txt : 20190322
0001209191-19-021000.hdr.sgml : 20190322
20190322161406
ACCESSION NUMBER: 0001209191-19-021000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190320
FILED AS OF DATE: 20190322
DATE AS OF CHANGE: 20190322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Waser Eric H.
CENTRAL INDEX KEY: 0001634922
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16197
FILM NUMBER: 19699994
MAIL ADDRESS:
STREET 1: C/O PEAPACK-GLADSTONE FINANCIAL CORP
STREET 2: 500 HILLS DRIVE, SUITE 300
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP
CENTRAL INDEX KEY: 0001050743
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029]
IRS NUMBER: 223537895
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
BUSINESS PHONE: 9082340700
MAIL ADDRESS:
STREET 1: 500 HILLS DRIVE
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-20
0
0001050743
PEAPACK GLADSTONE FINANCIAL CORP
PGC
0001634922
Waser Eric H.
500 HILLS DRIVE, SUITE 300
PO BOX 700
BEDMINSTER
NJ
07921
0
1
0
0
EVP, Head of Comm Banking
Common Stock
27441
D
Common Stock
2511
I
Rabbi Trust
Common Stock
4977.2499
I
401 (k)
Common Stock
4209.4774
I
Employee Stock Purchase Plan
Restricted Stock Units
2019-03-20
4
A
0
5808
0.00
A
Common Stock
5808
10446
D
Restricted Stock Units
Common Stock
5947
5947
D
Restricted Stock Units
2019-03-20
4
A
0
1936
0.00
A
Common Stock
1936
4164
D
Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
Includes 401(k) contributions used to purchase PGC stock.
Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
Eric H. Waser
2019-03-22