0000950170-24-035542.txt : 20240322 0000950170-24-035542.hdr.sgml : 20240322 20240322181742 ACCESSION NUMBER: 0000950170-24-035542 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240320 FILED AS OF DATE: 20240322 DATE AS OF CHANGE: 20240322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BABCOCK JOHN P CENTRAL INDEX KEY: 0001602623 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16197 FILM NUMBER: 24776527 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE STREET 2: SUITE 300 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PEAPACK GLADSTONE FINANCIAL CORP CENTRAL INDEX KEY: 0001050743 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223537895 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: 9082340700 MAIL ADDRESS: STREET 1: 500 HILLS DRIVE CITY: BEDMINSTER STATE: NJ ZIP: 07921 4 1 ownership.xml 4 X0508 4 2024-03-20 0001050743 PEAPACK GLADSTONE FINANCIAL CORP PGC 0001602623 BABCOCK JOHN P 500 HILLS DRIVE, SUITE 300 PO BOX 700 BEDMINSTER NJ 07921 false true false false SEVP & Pres of Priv Wealth Mgt false Common Stock 2024-03-20 4 F false 810 23.92 D 67155 D Common Stock 47925 I Rabbi Trust Common Stock 6630.13 I 401(k) Phantom Stock 2024-03-20 4 A false 8278 0 A Common Stock 8278 8278 D Phantom Stock 2024-03-20 4 A false 12418 0 A Common Stock 12418 12418 D Phantom Stock Common Stock 8624 8624 D Restricted Stock Units Common Stock 17132 17132 D Restricted Stock Units Common Stock 30543 30543 D Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. Includes 401(k) contributions used to purchase PGC stock. Each share of phantom stock is the economic equivalent of one share of common stock. The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date. Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met. The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied. The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date. The phantom stock will cliff vest, after three years, if certain performance conditions are met. Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. John P Babcock 2024-03-22