0001209191-18-028847.txt : 20180509 0001209191-18-028847.hdr.sgml : 20180509 20180509161117 ACCESSION NUMBER: 0001209191-18-028847 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180507 FILED AS OF DATE: 20180509 DATE AS OF CHANGE: 20180509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILLIGAN J KEVIN CENTRAL INDEX KEY: 0001050572 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33140 FILM NUMBER: 18818369 MAIL ADDRESS: STREET 1: P O BOX 1441 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1441 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPELLA EDUCATION CO CENTRAL INDEX KEY: 0001104349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: 9TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 659-5360 MAIL ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: 9TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-07 0 0001104349 CAPELLA EDUCATION CO CPLA 0001050572 GILLIGAN J KEVIN 225 SOUTH 6TH STREET, 9TH FLOOR MINNEAPOLIS MN 55402 1 1 0 0 Chairman & CEO Common Stock 2018-05-07 4 M 0 103972 A 205806 D Common Stock 2018-05-07 4 F 0 47411 91.35 D 158395 D Market Stock Units 2018-05-07 4 M 0 103972 0.00 D 2018-05-07 2018-05-07 Common Stock 103972 0 D Each market stock unit converted to one share of CPLA common stock. Includes 25,508 restricted stock units, which upon vesting, will be settled in shares of CPLA common stock on a 1:1 basis. Shares vested based on the performance of CPLA common stock over a five year period, based on the market conditions described in a Form 8-K filed by the Company on May 9, 2013. /s/ Kelly Jacobus, as Attorney-in-Fact for J. Kevin Gilligan 2018-05-09