0001209191-16-137935.txt : 20160819 0001209191-16-137935.hdr.sgml : 20160819 20160819160628 ACCESSION NUMBER: 0001209191-16-137935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160817 FILED AS OF DATE: 20160819 DATE AS OF CHANGE: 20160819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAPELLA EDUCATION CO CENTRAL INDEX KEY: 0001104349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: 9TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 659-5360 MAIL ADDRESS: STREET 1: 225 SOUTH 6TH STREET STREET 2: 9TH FLOOR CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILLIGAN J KEVIN CENTRAL INDEX KEY: 0001050572 STANDARD INDUSTRIAL CLASSIFICATION: AUTO CONTROLS FOR REGULATING RESIDENTIAL & COMML ENVIRONMENT [3822] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33140 FILM NUMBER: 161843260 MAIL ADDRESS: STREET 1: P O BOX 1441 CITY: MINNEAPOLIS STATE: MN ZIP: 55440-1441 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-17 0 0001104349 CAPELLA EDUCATION CO CPLA 0001050572 GILLIGAN J KEVIN 225 SOUTH 6TH STREET, 9TH FLOOR MINNEAPOLIS MN 55402 1 1 0 0 Chairman & CEO Common Stock 2016-08-17 4 M 0 13667 50.53 A 69705 D Common Stock 2016-08-17 4 S 0 13667 58.86 D 56038 D Common Stock 2016-08-18 4 M 0 39713 50.53 A 95751 D Common Stock 2016-08-18 4 F 0 36488 59.92 D 59263 D Common Stock 2016-08-19 4 S 0 3225 60.81 D 56038 D Employee Stock Option (right to buy) 50.53 2016-08-17 4 M 0 13667 0.00 D 2018-05-09 Common Stock 13667 39713 D Employee Stock Option (right to buy) 50.53 2016-08-18 4 M 0 39713 0.00 D 2018-05-09 Common Stock 39713 0 D Reflects the weighted average price of 13,667 shares of Issuer common stock sold by the reporting person in multiple transactions on August 17, 2016 at prices ranging from $58.75 to $59.10 per share. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information. Reflects the weighted average price of 3,225 shares of Issuer common stock sold by the reporting person in transactions on August 19, 2016 at prices ranging from $60.75 to $60.85 per share. The reporting person under takes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer full information. The option became exercisable in four equal, annual installments on May 10, 2012, May 10, 2013, May 10, 2014, and May 10, 2015. /s/ Kelly Jacobus, Attorney-in-Fact for J. Kevin Gilligan 2016-08-19