-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K09V9HSj2OlYr1BwNHHHOfXqLrf3aVv19bJy6JU4e2ZGFIrRZeG5p2cduWMJc+8u UCSjgSE0UaxmDd1qli5G4g== 0001050480-08-000009.txt : 20080516 0001050480-08-000009.hdr.sgml : 20080516 20080515184519 ACCESSION NUMBER: 0001050480-08-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL MANAGEMENT ADVISORS INC CENTRAL INDEX KEY: 0001050480 IRS NUMBER: 954022662 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03819 FILM NUMBER: 08839933 BUSINESS ADDRESS: STREET 1: 1900 AVE OF THE STARS STREET 2: SUITE 900 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-229-2940 MAIL ADDRESS: STREET 1: 1900 AVE OF THE STARS STREET 2: SUITE 900 CITY: LOS ANGELES STATE: CA ZIP: 90067 13F-HR 1 finmgmtadv13f033108.txt FINANCIAL MANAGEMENT ADVISORS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION washington, D.C. 20549 FORM 13F-HR Form 13F COVER PAGE Report for the Quarter Ended: MARCH 31, 2008 ------------------------ Check here if Amendment [ ]; Amendment Number: ------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new entries. Institutional Investment Manager Filing This Report: Name: Financial Management Advisors, LLC Address: 1900 Avenue of the Stars, Suite 900 Los Angeles, CA 90067 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Marla L. Harkness Title: Chief Compliance Officer Phone: 310-229-2949 Signature, Place, and Date of Signing: /S/ MARLA HARKNESS LOS ANGELES, CALIFORNIA MAY 15, 2008 - ------------------- ----------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 118 ------------- Form 13F Information Table Value Total: $130,714 ------------- (thousands) List of Other Included Managers: {None} Financial Management Advisors, LLC FORM 13F March 31, 2008 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- MS S&P 500 INDEX 616953204 162 11694.795SH Sole 11694.795 ACTIVISION INC COM 004930202 864 31621 SH Sole 31621 AGL RESOURCES INC COM 001204106 367 10700 SH Sole 10700 AIRCASTLE LTD COM BMG0129K1 877 77985 SH Sole 77985 AK STEEL HOLDING CORP COM 001547108 218 4000 SH Sole 4000 ALLIANCE RESOURCE PARTNERS COM 01877R108 350 10000 SH Sole 10000 ALTRIA GROUP INC COM 02209S103 624 28110 SH Sole 28110 AMETEK INC COM 031100100 1148 26145 SH Sole 26145 ANNALY CAPITAL MGMT COM 035710409 283 18500 SH Sole 18500 APOLLO INVESTMENT CORP. COM 03761U106 396 25000 SH Sole 25000 APTARGROUP INC COM COM 038336103 1419 36450 SH Sole 36450 ARCH COAL INC COM 039380100 1194 27440 SH Sole 27440 ASTRAZENECA PLC ADR COM 046353108 380 10000 SH Sole 10000 AT&T INC COM 00206R102 460 12010 SH Sole 12010 AUST & NZ BNKG GRP-SPON ADR COM 052528304 483 4600 SH Sole 4600 BANK OF AMERICA CORP COM 060505104 409 10800 SH Sole 10800 BAYTEX ENERGY TRUST-UNITS COM 073176109 676 30500 SH Sole 30500 BHP BILLITON LTD-SPON ADR COM 088606108 247 3750 SH Sole 3750 BIOMED REALTY TRUST INC. COM 09063H107 435 18200 SH Sole 18200 BOARDWALK PIPELINE PARTNERS COM 096627104 379 15400 SH Sole 15400 BOSTON PIZZA ROYALTIES-UNITS COM 101084101 467 37200 SH Sole 37200 BP PLC-SPONS ADR COM 055622104 220 3628 SH Sole 3628 BUNGE LIMITED COM BMG169621 1139 13110 SH Sole 13110 CANADIAN OIL SANDS TRUST COM 13642L100 1710 41710 SH Sole 41710 CARNIVAL CORP COM 143658300 368 9100 SH Sole 9100 CBS CORP-CLASS B COM 124857202 355 16100 SH Sole 16100 CELGENE CORP COM 151020104 1436 23425 SH Sole 23425 CISCO SYSTEMS INC COM 17275R102 1569 65140 SH Sole 65140 CLEVELAND-CLIFFS INC COM 185896107 240 2000 SH Sole 2000 COMPASS MINERALS INTL COM 20451N101 413 7000 SH Sole 7000 CONOCOPHILLIPS COM 20825C104 537 7040 SH Sole 7040 COPANO ENERGY LLC COM 217202100 376 11000 SH Sole 11000 COVANCE COM 222816100 1499 18070 SH Sole 18070 CRESCENT PT ENERGY TR COM 225908102 211 7600 SH Sole 7600 CVS CORP COM 126650100 1380 34070 SH Sole 34070 DCP MIDSTREAM PARTNERS LP COM 23311P100 313 10800 SH Sole 10800 DIAGEO PLC- ADR COM 25243Q205 1799 22120 SH Sole 22120 DIAMONDROCK HOSPITALITY CO COM 252784301 369 29100 SH Sole 29100 DIANA SHIPPING INC COM MHY2066G1 350 13300 SH Sole 13300 DIGITAL REALTY TRUST COM 253868103 1450 40840 SH Sole 40840 DRYSHIPS INC. COM MHY2109Q1 240 4000 SH Sole 4000 DUPONT FABROS TECHNOLOGY COM 26613Q106 376 22800 SH Sole 22800 ELI LILLY & CO COM 532457108 395 7650 SH Sole 7650 EMERSON ELECTRIC CO COM 291011104 1660 32250 SH Sole 32250 ENERGY TRANSFER PARTNERS LP COM 29273R109 370 8100 SH Sole 8100 ENERPLUS RESOURCES FUND COM 29274D604 1240 28580 SH Sole 28580 ENTERTAINMENT PROPERTIES COM 29380T105 400 8100 SH Sole 8100 GAMESTOP CORP-CL A COM 36467W109 1446 27970 SH Sole 27970 GLAXOSMITHKLINE PLC-ADR COM 37733W105 454 10700 SH Sole 10700 GOOGLE INC-CL A COM 38259P508 1178 2675 SH Sole 2675 GRAMERCY CAP CORP COM COM 384871109 383 18300 SH Sole 18300 HALLIBURTON CO COM 406216101 1265 32160 SH Sole 32160 HARVEST ENERGY TRUST COM 41752X101 201 9000 SH Sole 9000 HEWLETT-PACKARD CO COM 428236103 1306 28600 SH Sole 28600 HONEYWELL INTERNATIONAL INC COM 438516106 282 5000 SH Sole 5000 INDIA FUND INC COM 454089103 449 9863 SH Sole 9863 ISHARES MSCI EAFE INDEX FUND COM 464287465 525 7300 SH Sole 7300 ISHARES MSCI EMERGING MKT IN COM 464287234 665 4950 SH Sole 4950 K-SEA TRANSPORTATION PTNRS COM 48268Y101 381 10800 SH Sole 10800 KKR FINANCIAL CORP COM 48248A306 320 25300 SH Sole 25300 KONINKLIJKE KPN NV - SP ADR COM 780641205 340 20100 SH Sole 20100 MACQUARIE INFRASTRUCTURE COM 55608B105 320 11000 SH Sole 11000 MAGELLAN MIDSTREAM PTNRS COM 559080106 356 8800 SH Sole 8800 MASTERCARD INC CL A COM 57636Q104 1719 7710 SH Sole 7710 MEMC ELECTRONIC MATERIALS COM 552715104 213 3000 SH Sole 3000 MERCK & CO. INC. COM 589331107 1192 31416 SH Sole 31416 MONSANTO CO COM 61166W101 1805 16190 SH Sole 16190 MORGAN STANLEY COM 617446448 1556 34050 SH Sole 34050 NAVTEQ CORP. COM 63936L100 1768 26000 SH Sole 26000 NEW ORIENTAL EDUCATION COM 647581107 259 4000 SH Sole 4000 NEWS CORP-CL A COM 65248E104 1214 64750 SH Sole 64750 NIKE INC -CL B COM 654106103 695 10220 SH Sole 10220 NOKIA CORP-SPON ADR COM 654902204 1490 46810 SH Sole 46810 NOVO-NORDISK ADR COM 670100205 1315 18990 SH Sole 18990 NSTAR COM 67019E107 371 12200 SH Sole 12200 OMEGA HEALTHCARE INVESTORS COM 681936100 392 22600 SH Sole 22600 PENGROWTH ENERGY TRUST COM 706902509 626 32800 SH Sole 32800 PENN WEST ENERGY TRUST COM 707885109 834 29813 SH Sole 29813 PEPSICO INC COM 713448108 1528 21160 SH Sole 21160 PHILIP MORRIS INT'L COM 718172109 1422 28110 SH Sole 28110 PRECISION CASTPARTS COM 740189105 888 8695 SH Sole 8695 PRICELINE.COM COM 741503403 242 2000 SH Sole 2000 PRUDENTIAL FINANCIAL INC COM 744320102 1555 19870 SH Sole 19870 QUESTAR CORP COM 748356102 244 4310 SH Sole 4310 REALTY INCOME CORP COM 756109104 405 15800 SH Sole 15800 RESEARCH IN MOTION COM 760975102 224 2000 SH Sole 2000 ROCKWELL COLLINS COM 774341101 1232 21560 SH Sole 21560 ROYAL BANK OF CANADA COM 780087102 1505 32370 SH Sole 32370 ROYAL BANK OF SCOTLAND ADR COM 780097721 319 47000 SH Sole 47000 RWE SP ADR COM 74975E303 1796 14630 SH Sole 14630 SATYAM COMP SVCS ADR COM 804098101 1291 57150 SH Sole 57150 SIEMENS AG-SPONS ADR COM 826197501 1282 11765 SH Sole 11765 SOUTHERN COPPER CORP COM 84265V105 540 5200 SH Sole 5200 STRYKER CORP COM 863667101 1213 18650 SH Sole 18650 SUNCOR ENERGY INC COM 867229106 330 3420 SH Sole 3420 SUNOCO LOGISTICS PTNRS LP COM 86764L108 351 7200 SH Sole 7200 SUNSTONE HOTEL INVESTORS COM 867892101 378 23600 SH Sole 23600 TARGET CORP COM 87612E106 203 4000 SH Sole 4000 TEEKAY LNG PARTNERS LP COM MHY8564M1 365 12700 SH Sole 12700 TELEFONOS DE MEXICO ADR COM 879403780 1830 48680 SH Sole 48680 TRANSOCEAN INC NEW COM KYG900731 1246 9218 SH Sole 9218 UNICREDITO ITALIANO SPA ORD COM t42324458 100 15000 SH Sole 15000 UNITED TECHNOLOGIES CORP COM 913017109 1556 22610 SH Sole 22610 VENTAS INC COM 92276F100 413 9200 SH Sole 9200 WELLS FARGO & COMPANY COM 949746101 365 12550 SH Sole 12550 WILLIAMS PARTNERS LP COM 96950F104 328 10400 SH Sole 10400 YELLOW PAGES INCOME FUND COM 985569102 411 41500 SH Sole 41500 FMA EQUITY GROWTH LP 25514 20409.955990SH Sole 20409.955990 FMA INCOME EQUITY FUND LP 21268 18019.908759SH Sole 18019.908759 CENTURY PARK CAPITAL PARTNERS oa1059 467 282787.000SH Sole 282787.000 COLUMBUS PACIFIC INVESTORS VII oa1062 100 100000.000SH Sole 100000.000 COSMETIC LASER EYE CENTER 221990104 399 208333.330SH Sole 208333.330 CRYPTOMETRICS oa1340 504 36000.000SH Sole 36000.000 GLENMONT REAL ESTATE PARTNERS oa1061 141 65480.000SH Sole 65480.000 GLENMONT REAL ESTATE PARTNERS oa1058 373 248350.720SH Sole 248350.720 NSB PARTNERS oa1342 500 250000.000SH Sole 250000.000 ORANGEFAIR PROPERTIES oa1343 75 100000.000SH Sole 100000.000 VILLAS AT TEAM RANCH INVESTMEN oa1500 236 175000.000SH Sole 175000.000 REPORT SUMMARY 118 DATA RECORDS 130714 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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