0001209191-21-063043.txt : 20211104 0001209191-21-063043.hdr.sgml : 20211104 20211104211516 ACCESSION NUMBER: 0001209191-21-063043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211102 FILED AS OF DATE: 20211104 DATE AS OF CHANGE: 20211104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Phong CENTRAL INDEX KEY: 0001651669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 211381995 MAIL ADDRESS: STREET 1: MICROSTRATEGY INCORPORATED STREET 2: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY Inc CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 BUSINESS PHONE: 703-848-8600 MAIL ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: MICROSTRATEGY INC DATE OF NAME CHANGE: 19971126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-02 0 0001050446 MICROSTRATEGY Inc MSTR 0001651669 Le Phong C/O MICROSTRATEGY INCORPORATED 1850 TOWERS CRESCENT PLAZA TYSONS CORNER VA 22182 0 1 0 0 President & CFO Class A Common Stock 2021-11-02 4 M 0 10000 189.16 A 10000 D Class A Common Stock 2021-11-02 4 S 0 3900 801.80 D 6100 D Class A Common Stock 2021-11-02 4 S 0 800 802.63 D 5300 D Class A Common Stock 2021-11-02 4 S 0 4165 803.67 D 1135 D Class A Common Stock 2021-11-02 4 S 0 155 805.11 D 980 D Class A Common Stock 2021-11-02 4 S 0 281 806.09 D 699 D Class A Common Stock 2021-11-02 4 S 0 288 808.18 D 411 D Class A Common Stock 2021-11-02 4 S 0 411 810.81 D 0 D Employee Stock Option (Right to buy) 189.16 2021-11-02 4 M 0 10000 0.00 D 2027-03-08 Class A Common Stock 10000 10000 D The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $801.02 to $801.88, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $802.12 to $803.06, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $803.51 to $804.31, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $804.54 to $805.32, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $805.71 to $806.48, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $807.61 to $808.51, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $810.31 to $810.84, inclusive. The reporting person undertakes to provide to MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. The 10,000 shares exercised on November 2, 2021 pursuant to this option vested on March 8, 2020. The remaining 10,000 shares subject to this option vested on March 8, 2021. See Exhibit A. /s/ W. Ming Shao, Attorney-in-Fact 2021-11-04 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Exhibit A:

Mr. Le also directly owns an employee stock option to purchase 20,000
shares of Class A common stock with (i) an exercise price of $131.53 per
share and (ii) an expiration date of February 8, 2028. The 20,000 shares
subject to this option are scheduled to vest on February 8, 2022.

Mr. Le also directly owns an employee stock option to purchase 75,000
shares of Class A common stock with (i) an exercise price of $151.60 per
share and (ii) an expiration date of November 22, 2029. Of the 75,000 shares
subject to this option, 25,000 shares are scheduled to vest on
November 22, 2021, 25,000 shares are scheduled to vest on November 22, 2022,
and 25,000 shares are scheduled to vest on November 22, 2023.

Mr. Le also directly owns restricted stock units with the contingent
right to receive 1,000 shares of Class A common stock. Of these 1,000
shares, 250 shares are scheduled to vest on November 13, 2021, 250 shares
are scheduled to vest on November 13, 2022, 250 shares are scheduled to
vest on November 13, 2023, and 250 shares are scheduled to vest on
November 13, 2024.

Mr. Le also directly owns an employee stock option to purchase 40,000
shares of Class A common stock with (i) an exercise price of $691.23 per
share and (ii) an expiration date of February 23, 2031. Of the 40,000
shares subject to this option, 10,000 shares are scheduled to vest on
February 23, 2022, 10,000 shares are scheduled to vest on February 23,
2023, 10,000 shares are scheduled to vest on February 23, 2024 and
10,000 shares are schedule to vest on February 23, 2025.