0001209191-21-017357.txt : 20210303 0001209191-21-017357.hdr.sgml : 20210303 20210303193156 ACCESSION NUMBER: 0001209191-21-017357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Phong CENTRAL INDEX KEY: 0001651669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 21711642 MAIL ADDRESS: STREET 1: MICROSTRATEGY INCORPORATED STREET 2: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY Inc CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 BUSINESS PHONE: 703-848-8600 MAIL ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: MICROSTRATEGY INC DATE OF NAME CHANGE: 19971126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0001050446 MICROSTRATEGY Inc MSTR 0001651669 Le Phong C/O MICROSTRATEGY INCORPORATED 1850 TOWERS CRESCENT PLAZA TYSONS CORNER VA 22182 0 1 0 0 President & CFO Class A Common Stock 2021-03-01 4 M 0 6200 189.16 A 6200 D Class A Common Stock 2021-03-01 4 S 0 3000 800.01 D 3200 D Class A Common Stock 2021-03-01 4 S 0 971 801.44 D 2229 D Class A Common Stock 2021-03-01 4 S 0 490 802.08 D 1739 D Class A Common Stock 2021-03-01 4 S 0 1733 803.54 D 6 D Class A Common Stock 2021-03-01 4 S 0 6 804.48 D 0 D Class A Common Stock 2021-03-02 4 M 0 3800 189.16 A 3800 D Class A Common Stock 2021-03-02 4 S 0 1058 800.14 D 2742 D Class A Common Stock 2021-03-02 4 S 0 518 801.06 D 2224 D Class A Common Stock 2021-03-02 4 S 0 108 802.17 D 2116 D Class A Common Stock 2021-03-02 4 S 0 100 804.00 D 2016 D Class A Common Stock 2021-03-02 4 S 0 475 805.18 D 1541 D Class A Common Stock 2021-03-02 4 S 0 495 806.91 D 1046 D Class A Common Stock 2021-03-02 4 S 0 446 807.23 D 600 D Class A Common Stock 2021-03-02 4 S 0 400 808.74 D 200 D Class A Common Stock 2021-03-02 4 S 0 100 809.80 D 100 D Class A Common Stock 2021-03-02 4 S 0 100 811.23 D 0 D Employee Stock Option (Right to buy) 189.16 2021-03-01 4 M 0 6200 0.00 D 2027-03-08 Class A Common Stock 6200 33800 D Employee Stock Option (Right to buy) 189.16 2021-03-02 4 M 0 3800 0.00 D 2027-03-08 Class A Common Stock 3800 30000 D The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $800.00 to $800.27 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $801.00 to $801.99 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $802.00 to $802.41 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $803.00 to $803.99 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $804.11 to $804.78 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $800.00 to $800.88 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $801.00 to $801.97 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $802.15 to $802.50 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $805.05 to $805.75 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $806.07 to $807.02 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $807.18 to $807.93 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $808.49 to $809.44 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote. The 6,200 shares exercised on March 1, 2021 pursuant to this option vested on March 8, 2018. Of the remaining 33,800 shares subject to this option, 3,800 shares vested on March 8, 2018, 10,000 shares vested on March 8, 2019, 10,000 shares vested on March 8, 2020, and 10,000 shares are scheduled to vest on March 8, 2021. See Exhibit A. The 3,800 shares exercised on March 2, 2021 pursuant to this option vested on March 8, 2018. Of the remaining 30,000 shares subject to this option, 10,000 shares vested on March 8, 2019, 10,000 shares vested on March 8, 2020, and 10,000 shares are scheduled to vest on March 8, 2021. /s/ W. Ming Shao, Attorney-in-Fact 2021-03-03 EX-99 2 attachment1.htm EX-99 DOCUMENT attachment1 

Exhibit A:

Mr. Le also directly owns an employee stock option to purchase 40,000
shares of Class A common stock with (i) an exercise price of $131.53
per share and (ii) an expiration date of February 8, 2028. Of the 40,000
shares subject to this option, 20,000 shares vested on February 8, 2021
and 20,000 shares are scheduled to vest on February 8, 2022.

Mr. Le also directly owns an employee stock option to purchase 75,000
shares of Class A common stock with (i) an exercise price of $151.60
per share and (ii) an expiration date of November 22, 2029. Of the 75,000
shares subject to this option, 25,000 shares are scheduled to vest on
November 22, 2021, 25,000 shares are scheduled to vest on November 22, 2022,
and 25,000 shares are scheduled to vest on November 22, 2023.

Mr. Le also directly owns restricted stock units with the contingent
right to receive 1,000 shares of Class A common stock. Of these 1,000
shares, 250 shares are scheduled to vest on November 13, 2021, 250 shares
are scheduled to vest on November 13, 2022, 250 shares are scheduled to
vest on November 13, 2023, and 250 shares are scheduled to vest on
November 13, 2024.

Mr. Le also directly owns an employee stock option to purchase 40,000
shares of Class A common stock with (i) an exercise price of $691.23
per share and (ii) an expiration date of February 23, 2031. Of the 40,000
shares subject to this option, 10,000 shares are scheduled to vest on
February 23, 2022, 10,000 shares are scheduled to vest on February 23, 2023,
10,000 shares are scheduled to vest on February 23, 2024 and 10,000 shares
are schedule to vest on February 23, 2025.