0001209191-20-060931.txt : 20201201 0001209191-20-060931.hdr.sgml : 20201201 20201201172025 ACCESSION NUMBER: 0001209191-20-060931 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201127 FILED AS OF DATE: 20201201 DATE AS OF CHANGE: 20201201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Phong CENTRAL INDEX KEY: 0001651669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 201361698 MAIL ADDRESS: STREET 1: MICROSTRATEGY INCORPORATED STREET 2: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY Inc CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 BUSINESS PHONE: 703-848-8600 MAIL ADDRESS: STREET 1: 1850 TOWERS CRESCENT PLAZA CITY: TYSONS CORNER STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: MICROSTRATEGY INC DATE OF NAME CHANGE: 19971126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-27 0 0001050446 MICROSTRATEGY Inc MSTR 0001651669 Le Phong C/O MICROSTRATEGY INCORPORATED 1850 TOWERS CRESCENT PLAZA TYSONS CORNER VA 22182 0 1 0 0 President & CFO Class A Common Stock 2020-11-27 4 M 0 40000 201.25 A 40000 D Class A Common Stock 2020-11-27 4 S 0 800 267.83 D 39200 D Class A Common Stock 2020-11-27 4 S 0 6800 268.88 D 32400 D Class A Common Stock 2020-11-27 4 S 0 19380 270.18 D 13020 D Class A Common Stock 2020-11-27 4 S 0 8669 271.20 D 4351 D Class A Common Stock 2020-11-27 4 S 0 2505 272.06 D 1846 D Class A Common Stock 2020-11-27 4 S 0 1544 273.00 D 302 D Class A Common Stock 2020-11-27 4 S 0 302 274.52 D 0 D Employee Stock Option (Right to buy) 201.25 2020-11-27 4 M 0 40000 0.00 D 2025-09-08 Class A Common Stock 40000 0 D The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.68 to $268.08 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.68 to $269.56 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.68 to $270.67 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $270.69 to $271.63 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $271.72 to $272.69 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $272.74 to $273.72 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $274.00 to $274.55 per share, inclusive. The reporting person undertakes to provide MicroStrategy Incorporated, any security holder of MicroStrategy Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Of the 40,000 shares exercised on November 27, 2020 pursuant to this option, 10,000 shares vested on September 8, 2016, 10,000 shares vested on September 8, 2017, 10,000 shares vested on September 8, 2018, and 10,000 shares vested on September 8, 2019. See Exhibit A. /s/ Jeff Wigfield, Attorney-in-Fact 2020-12-01 EX-99 2 attachment1.htm EX-99 DOCUMENT

Exhibit A:

Mr. Le also directly owns an employee stock option to purchase 40,000 shares of
Class A common stock with (i) an exercise price of $189.16 per share and (ii) an
expiration date of March 8, 2027. Of the 40,000 shares subject to this option,
10,000 shares vested on March 8, 2018, 10,000 shares vested on March 8, 2019,
10,000 shares vested on March 8, 2020, and 10,000 shares are scheduled to vest
on March 8, 2021.

Mr. Le also directly owns an employee stock option to purchase 40,000 shares of
Class A common stock with (i) an exercise price of $131.53 per share and (ii) an
expiration date of February 8, 2028. Of the 40,000 shares subject to this
option, 20,000 shares are scheduled to vest on February 8, 2021 and 20,000
shares are scheduled to vest on February 8, 2022.

Mr. Le also directly owns an employee stock option to purchase 75,000 shares of
Class A common stock with (i) an exercise price of $151.60 per share and (ii) an
expiration date of November 22, 2029. Of the 75,000 shares subject to this
option, 25,000 shares are scheduled to vest on November 22, 2021, 25,000 shares
are scheduled to vest on November 22, 2022, and 25,000 shares are scheduled to
vest on November 22, 2023.