-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MOmBM/sCpo5cK1we08a35pyBdF0j5/lCiCRBX/SOYPCmKK8CQ1/h5+Ibh5697ECf zJp6L+aYMmPGFOUB8m9g0g== 0001203479-06-000005.txt : 20061115 0001203479-06-000005.hdr.sgml : 20061115 20061115164714 ACCESSION NUMBER: 0001203479-06-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061113 FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKERTSEN CARL J CENTRAL INDEX KEY: 0001203479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 061220427 BUSINESS ADDRESS: BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-11-13 0001050446 MICROSTRATEGY INC MSTR 0001203479 RICKERTSEN CARL J C/O MICROSTRATEGY INCORPORATED 1861 INTERNATIONAL DRIVE MCLEAN VA 22102 1 0 0 0 Class A Common Stock 2006-11-13 4 M 0 2000 7.62 A 2000 D Class A Common Stock 2006-11-13 4 S 0 119 126.44 D 1881 D Class A Common Stock 2006-11-13 4 S 0 100 126.45 D 1781 D Class A Common Stock 2006-11-13 4 S 0 99 126.46 D 1682 D Class A Common Stock 2006-11-13 4 S 0 500 126.50 D 1182 D Class A Common Stock 2006-11-13 4 S 0 200 126.52 D 982 D Class A Common Stock 2006-11-13 4 S 0 100 126.54 D 882 D Class A Common Stock 2006-11-13 4 S 0 200 126.55 D 682 D Class A Common Stock 2006-11-13 4 S 0 200 126.56 D 482 D Class A Common Stock 2006-11-13 4 S 0 99 126.57 D 383 D Class A Common Stock 2006-11-13 4 S 0 50 126.58 D 333 D Class A Common Stock 2006-11-13 4 S 0 100 126.60 D 233 D Class A Common Stock 2006-11-13 4 S 0 100 126.65 D 133 D Class A Common Stock 2006-11-13 4 S 0 100 126.66 D 33 D Class A Common Stock 2006-11-13 4 S 0 33 126.71 D 0 D Director Stock Option (right to buy) 7.62 2006-11-13 4 M 0 2000 0 D 2012-10-07 Class A Common Stock 2000 2000 D Separate open market sale transactions that were executed on 11/13/2006 at the same price have been reported on an aggregate basis on a single line in Table I. The order in which sale transactions are set forth in Table I is not necessarily reflective of the sequence in which the sale transactions occurred in fact. The 2,000 shares exercised on 11/13/2006 pursuant to this stock option vested on 10/07/2006. The remaining 2,000 shares subject to the stock option vest on 10/07/2007. See Exhibit A. Carl John Rickertsen 2006-11-15 EX-99 2 attach_1.txt Exhibit A: Mr. Rickertsen also directly owns a director stock option to purchase 10,000 shares of Class A Common Stock with (i) exercise price of $20.69 per share, (ii) vesting in two equal annual installments beginning on 02/08/2007 and (iii) expiration on 02/08/2013. -----END PRIVACY-ENHANCED MESSAGE-----