-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R2G1R2mwES2haW0a28OViqKTSACiKRSCiFbmLkbhQpkDbUcragXLl3TKJLPleU5D wumz2jEFiiUuXvzQS/oS3g== 0001203478-10-000001.txt : 20100908 0001203478-10-000001.hdr.sgml : 20100908 20100908161958 ACCESSION NUMBER: 0001203478-10-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100903 FILED AS OF DATE: 20100908 DATE AS OF CHANGE: 20100908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN JONATHAN F CENTRAL INDEX KEY: 0001203478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 101062518 MAIL ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-09-03 0001050446 MICROSTRATEGY INC MSTR 0001203478 KLEIN JONATHAN F C/O MICROSTRATEGY INCORPORATED 1861 INTERNATIONAL DRIVE MCLEAN VA 22102 0 1 0 0 EVP, Law & General Counsel Class A Common Stock 2010-09-03 4 M 0 1500 4.70 A 1500 D Class A Common Stock 2010-09-03 4 M 0 1500 20.69 A 3000 D Class A Common Stock 2010-09-03 4 S 0 3000 81.27 D 0 D Class A Common Stock 2010-09-07 4 M 0 400 4.70 A 400 D Class A Common Stock 2010-09-07 4 M 0 407 20.69 A 807 D Class A Common Stock 2010-09-07 4 S 0 800 81.67 D 7 D Class A Common Stock 2010-09-07 4 S 0 7 81.6701 D 0 D Employee Stock Option (right to buy) 4.70 2010-09-03 4 M 0 1500 0 D 2012-07-26 Class A Common Stock 1500 35272 D Employee Stock Option (right to buy) 20.69 2010-09-03 4 M 0 1500 0 D 2013-02-08 Class A Common Stock 1500 35535 D Employee Stock Option (right to buy) 4.70 2010-09-07 4 M 0 400 0 D 2012-07-26 Class A Common Stock 400 34872 D Employee Stock Option (right to buy) 20.69 2010-09-07 4 M 0 407 0 D 2013-02-08 Class A Common Stock 407 35128 D Separate open market sale transactions that were executed on the same day at the same price have been reported on an aggregate basis on a single line in Table I. The order in which sale transactions are set forth in Table I is not necessarily reflective of the sequence in which the sale transactions occurred in fact. The 1,500 shares exercised on 09/03/2010 pursuant to this stock option vested on 07/26/2004. Of the remaining 35,272 shares subject to the stock option, 272 shares vested on 07/26/2004; 17,500 shares vested on 07/26/2005; and 17,500 shares vested on 07/26/2006. The 1,500 shares exercised on 09/03/2010 pursuant to this stock option vested on 02/08/2005. Of the remaining 35,535 shares subject to the stock option, 5,535 shares vested on 02/08/2005; 10,000 shares vested on 02/08/2006; 10,000 shares vested on 02/08/2007; and 10,000 shares vested on 02/08/2008. Of the 400 shares exercised on 09/07/2010 pursuant to this stock option, 272 shares vested on 07/26/2004 and 128 shares vested on 07/26/2005. Of the remaining 34,872 shares subject to the stock option, 17,372 shares vested on 07/26/2005 and 17,500 shares vested on 07/26/2006. The 407 shares exercised on 09/07/2010 pursuant to this stock option vested on 02/08/2005. Of the remaining 35,128 shares subject to the stock option, 5,128 shares vested on 02/08/2005; 10,000 shares vested on 02/08/2006; 10,000 shares vested on 02/08/2007; and 10,000 shares vested on 02/08/2008. See Exhibit A. /s/ Jonathan F. Klein 2010-09-08 EX-99 2 attach_1.htm EXHIBIT A

Exhibit A







Mr. Klein also directly owns employee stock options to purchase shares of



Class A Common Stock as follows:







Option to purchase 5,000 shares with (i) exercise price of $242.50 per share,



(ii) vesting as follows: 999 on 06/30/2001, 1,000 on 6/30/2002, 1,000 on



6/30/2003, 1,000 on 06/30/2004 and 1,001 on 06/30/2005 and (iii) expiration



on 09/27/2010







Option to purchase 2,500 shares with (i) exercise price of $215.00 per share,



(ii) vesting in five equal installments with the first installment vesting on



04/01/2001 and the remaining four installments vesting annually beginning on



10/01/2001 and (iii) expiration on 10/17/2010

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