-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LqW10Et4BPFxoGNHqte1AP79xrehneHFpkDzZvWSN39/e6qy4oBHySBZRY5TLeeJ xMoJEgweSy0Y3KcGemZxew== 0001203478-09-000003.txt : 20091125 0001203478-09-000003.hdr.sgml : 20091125 20091125145002 ACCESSION NUMBER: 0001203478-09-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091123 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN JONATHAN F CENTRAL INDEX KEY: 0001203478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 091208074 MAIL ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-11-23 0001050446 MICROSTRATEGY INC MSTR 0001203478 KLEIN JONATHAN F C/O MICROSTRATEGY INCORPORATED 1861 INTERNATIONAL DRIVE MCLEAN VA 22102 0 1 0 0 EVP, Law & General Counsel Class A Common Stock 2009-11-23 4 M 0 1500 4.70 A 1500 D Class A Common Stock 2009-11-23 4 M 0 1500 20.69 A 3000 D Class A Common Stock 2009-11-23 4 S 0 2000 91.00 D 1000 D Class A Common Stock 2009-11-23 4 S 0 1000 90.11 D 0 D Class A Common Stock 2009-11-24 4 M 0 100 4.70 A 100 D Class A Common Stock 2009-11-24 4 M 0 100 20.69 A 200 D Class A Common Stock 2009-11-24 4 S 0 200 90.50 D 0 D Employee Stock Option (right to buy) 4.70 2009-11-23 4 M 0 1500 0 D 2012-07-26 Class A Common Stock 1500 37022 D Employee Stock Option (right to buy) 20.69 2009-11-23 4 M 0 1500 0 D 2013-02-08 Class A Common Stock 1500 37285 D Employee Stock Option (right to buy) 4.70 2009-11-24 4 M 0 100 0 D 2012-07-26 Class A Common Stock 100 36922 D Employee Stock Option (right to buy) 20.69 2009-11-24 4 M 0 100 0 D 2013-02-08 Class A Common Stock 100 37185 D Separate open market sale transactions that were executed on the same day at the same price have been reported on an aggregate basis on a single line in Table I. The order in which sale transactions are set forth in Table I is not necessarily reflective of the sequence in which the sale transactions occurred in fact. The 1,500 shares exercised on 11/23/2009 pursuant to this stock option vested on 07/26/2004. Of the remaining 37,022 shares subject to the stock option, 2,022 shares vested on 07/26/2004; 17,500 shares vested on 07/26/2005; and 17,500 shares vested on 07/26/2006. The 1,500 shares exercised on 11/23/2009 pursuant to this stock option vested on 02/08/2005. Of the remaining 37,285 shares subject to the stock option, 7,285 shares vested on 02/08/2005; 10,000 shares vested on 02/08/2006; 10,000 shares vested on 02/08/2007; and 10,000 shares vested on 02/08/2008. The 100 shares exercised on 11/24/2009 pursuant to this stock option vested on 07/26/2004. Of the remaining 36,922 shares subject to the stock option, 1,922 shares vested on 07/26/2004; 17,500 shares vested on 07/26/2005; and 17,500 shares vested on 07/26/2006. The 100 shares exercised on 11/24/2009 pursuant to this stock option vested on 02/08/2005. Of the remaining 37,185 shares subject to the stock option, 7,185 shares vested on 02/08/2005; 10,000 shares vested on 02/08/2006; 10,000 shares vested on 02/08/2007; and 10,000 shares vested on 02/08/2008. See Exhibit A. /s/ W. Ming Shao, Attorney-in-Fact 2009-11-25 EX-99 2 attach_1.htm EXHIBIT A

Exhibit A



Mr. Klein also directly owns employee stock options to purchase shares of

Class A Common Stock as follows:



Option to purchase 5,000 shares with (i) exercise price of $242.50 per share,

(ii) vesting as follows: 999 on 06/30/2001, 1,000 on 6/30/2002, 1,000 on

6/30/2003, 1,000 on 06/30/2004 and 1,001 on 06/30/2005 and (iii) expiration

on 09/27/2010



Option to purchase 2,500 shares with (i) exercise price of $215.00 per share,

(ii) vesting in five equal installments with the first installment vesting on

04/01/2001 and the remaining four installments vesting annually beginning on

10/01/2001 and (iii) expiration on 10/17/2010

-----END PRIVACY-ENHANCED MESSAGE-----