-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IPFN3RZY0x8XPbcqxCjC+HEWhbrDv+hHM/i5/dMOyMIAj9iuNJu0hPGEYd27MTdA GZ3mCDkG75DMcedPq0LkNg== 0001203478-06-000005.txt : 20061102 0001203478-06-000005.hdr.sgml : 20061102 20061102171803 ACCESSION NUMBER: 0001203478-06-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20061031 FILED AS OF DATE: 20061102 DATE AS OF CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN JONATHAN F CENTRAL INDEX KEY: 0001203478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 061183777 BUSINESS ADDRESS: BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-31 0001050446 MICROSTRATEGY INC MSTR 0001203478 KLEIN JONATHAN F C/O MICROSTRATEGY INCORPORATED 1861 INTERNATIONAL DRIVE MCLEAN VA 22102 0 1 0 0 VP, Law and General Counsel Class A Common Stock 2006-10-31 4 M 0 2000 4.70 A 2000 D Class A Common Stock 2006-10-31 4 M 0 2000 20.69 A 4000 D Class A Common Stock 2006-10-31 4 S 0 1367 119.00 D 2633 D Class A Common Stock 2006-10-31 4 S 0 1133 119.05 D 1500 D Class A Common Stock 2006-10-31 4 S 0 100 119.07 D 1400 D Class A Common Stock 2006-10-31 4 S 0 100 119.08 D 1300 D Class A Common Stock 2006-10-31 4 S 0 100 119.09 D 1200 D Class A Common Stock 2006-10-31 4 S 0 100 119.10 D 1100 D Class A Common Stock 2006-10-31 4 S 0 600 119.11 D 500 D Class A Common Stock 2006-10-31 4 S 0 500 119.12 D 0 D Employee Stock Options (right to buy) 4.70 2006-10-31 4 M 0 2000 0 D 2012-07-26 Class A Common Stock 2000 47346 D Employee Stock Options (right to buy) 20.69 2006-10-31 4 M 0 2000 0 D 2013-02-08 Class A Common Stock 2000 48000 D Separate open market sale transactions that were executed on 10/31/2006 at the same price have been reported on an aggregate basis on a single line in Table I. The order in which sale transactions are set forth in Table I is not necessarily reflective of the sequence in which the sale transactions occurred in fact. The 2,000 shares exercised on 10/31/2006 pursuant to this stock option vested on 07/26/2004. Of the remaining 47,346 shares subject to the stock option, 12,346 shares vested on 07/26/2004, 17,500 shares vested on 07/26/2005 and 17,500 shares vested on 07/26/2006. The 2,000 shares exercised on 10/31/2006 pursuant to this stock option vested on 02/08/2004. Of the remaining 48,000 shares subject to the stock option, 8,000 shares vested on 02/08/2004, 10,000 shares vested on 02/08/2005, 10,000 shares vested on 02/08/2006, 10,000 shares vest on 02/08/2007 and 10,000 shares vest on 02/08/2008. See Exhibit A. Jonathan F. Klein 2006-11-02 EX-99 2 attach_1.txt Exhibit A Mr. Klein also directly owns employee stock options to purchase shares of Class A Common Stock as follows: Option to purchase 3,000 shares with (i) exercise price of $132.19 per share, (ii) vesting in five equal annual installments beginning on 09/30/2000 and (iii) expiration on 08/10/2009 Option to purchase 5,000 shares with (i) exercise price of $242.50 per share, (ii) vesting as follows: 999 on 06/30/2001, 1,000 on 6/30/2002, 1,000 on 6/30/2003, 1,000 on 6/30/2004 and 1,001 on 6/30/2005 and (iii) expiration on 09/27/2010 Option to purchase 2,500 shares with (i) exercise price of $215.00 per share, (ii) vesting in five equal installments with the first installment vesting on 04/01/2001 and the remaining four installments vesting annually beginning on 10/01/2001 and (iii) expiration on 10/17/2010 -----END PRIVACY-ENHANCED MESSAGE-----