-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CXr+lRqqtN9bjBVMLP+pFv310lhSto8+HaQWtGLcVUxf04tHvBHterNqnF6WfCUx SbbOQ9UiqantnwjoCjZBYw== 0001181431-07-075136.txt : 20071212 0001181431-07-075136.hdr.sgml : 20071212 20071212183544 ACCESSION NUMBER: 0001181431-07-075136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20071210 FILED AS OF DATE: 20071212 DATE AS OF CHANGE: 20071212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLEIN JONATHAN F CENTRAL INDEX KEY: 0001203478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 071302899 BUSINESS ADDRESS: BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 4 1 rrd182320.xml FORM 4 X0202 4 2007-12-10 0 0001050446 MICROSTRATEGY INC MSTR 0001203478 KLEIN JONATHAN F C/O MICROSTRATEGY INCORPORATED 1861 INTERNATIONAL DRIVE MCLEAN VA 22102 0 1 0 0 EVP, Law & General Counsel Class A Common Stock 2007-12-10 4 M 0 2000 4.70 A 2000 D Class A Common Stock 2007-12-10 4 M 0 5000 20.69 A 7000 D Class A Common Stock 2007-12-10 4 S 0 2000 103.00 D 5000 D Class A Common Stock 2007-12-10 4 S 0 200 103.02 D 4800 D Class A Common Stock 2007-12-10 4 S 0 500 103.03 D 4300 D Class A Common Stock 2007-12-10 4 S 0 200 103.04 D 4100 D Class A Common Stock 2007-12-10 4 S 0 100 103.05 D 4000 D Class A Common Stock 2007-12-10 4 S 0 300 103.06 D 3700 D Class A Common Stock 2007-12-10 4 S 0 100 103.09 D 3600 D Class A Common Stock 2007-12-10 4 S 0 100 103.11 D 3500 D Class A Common Stock 2007-12-10 4 S 0 94 103.15 D 3406 D Class A Common Stock 2007-12-10 4 S 0 600 103.16 D 2806 D Class A Common Stock 2007-12-10 4 S 0 6 103.22 D 2800 D Class A Common Stock 2007-12-10 4 S 0 200 103.29 D 2600 D Class A Common Stock 2007-12-10 4 S 0 100 103.31 D 2500 D Class A Common Stock 2007-12-10 4 S 0 1000 103.50 D 1500 D Class A Common Stock 2007-12-10 4 S 0 1000 103.75 D 500 D Class A Common Stock 2007-12-10 4 S 0 500 103.85 D 0 D Employee Stock Option (right to buy) 4.70 2007-12-10 4 M 0 2000 0 D 2012-07-26 Class A Common Stock 2000 38522 D Employee Stock Option (right to buy) 20.69 2007-12-10 4 M 0 5000 0 D 2013-02-08 Class A Common Stock 5000 38785 D Separate open market sale transactions that were executed on 12/10/2007 at the same price have been reported on an aggregate basis on a single line in Table I. The order in which sale transactions are set forth in Table I is not necessarily reflective of the sequence in which the sale transactions occurred in fact. The 2,000 shares exercised on 12/10/07 pursuant to this stock option vested on 07/26/2004. Of the remaining 38,522 shares subject to the stock option, 3,522 shares vested on 07/26/2004; 17,500 shares vested on 07/26/2005; and 17,500 shares vested on 07/26/2006. 3,785 of the 5,000 shares exercised on 12/10/07 pursuant to this stock option vested on 02/08/2004 and 1,215 of the 5,000 shares exercised on 12/10/07 pursuant to this stock option vested on 02/08/2005. Of the remaining 38,785 shares subject to the stock option, 8,785 shares vested on 02/08/2005; 10,000 shares vested on 02/08/2006; 10,000 shares vested on 02/08/2007; and 10,000 shares will vest on 02/08/2008. See Exhibit A. /s/ W. Ming Shao, Attorney-in-Fact 2007-12-12 EX-99.1 2 rrd161859_182870.htm EXHIBIT A rrd161859_182870.html 
Exhibit A

Mr. Klein also directly owns employee stock options to purchase shares of
Class A Common Stock as follows:

Option to purchase 3,000 shares with (i) exercise price of $132.19 per share,
(ii) vesting in five equal annual installments beginning on 09/30/2000 and
(iii) expiration on 08/10/2009

Option to purchase 5,000 shares with (i) exercise price of $242.50 per share,
(ii) vesting as follows: 999 on 06/30/2001, 1,000 on 6/30/2002, 1,000 on
6/30/2003, 1,000 on 06/30/2004 and 1,001 on 06/30/2005 and (iii) expiration
on 09/27/2010

Option to purchase 2,500 shares with (i) exercise price of $215.00 per share,
(ii) vesting in five equal installments with the first installment vesting on
04/01/2001 and the remaining four installments vesting annually beginning on
10/01/2001 and (iii) expiration on 10/17/2010
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