-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2DtHY/E9QC2ZDNtcBbPSI8GrvazqJp24nF2Sb8ilc/G79rsyQHwi5kjh2jkf3yy mdAlrWYt1QoOkabC/lss1g== 0001079783-04-000017.txt : 20041102 0001079783-04-000017.hdr.sgml : 20041102 20041102194736 ACCESSION NUMBER: 0001079783-04-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041029 FILED AS OF DATE: 20041102 DATE AS OF CHANGE: 20041102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANSAL SANJU K CENTRAL INDEX KEY: 0001079783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 041114584 BUSINESS ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR STREET 2: MICROSTRATEGY INC CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-10-29 0001050446 MICROSTRATEGY INC MSTR 0001079783 BANSAL SANJU K C/O MICROSTRATEGY INCORPORATED 1861 INTERNATIONAL DRIVE MCLEAN VA 22102 1 1 0 0 Vice Chairman, EVP and COO Class A Common Stock 50000 I Shares owned by Trust Class A Common Stock 2004-10-29 4 C 0 50000 A 50000 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 6562 59.7500 D 43438 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 100 59.7700 D 43338 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 3199 59.8000 D 40139 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 600 59.8100 D 39539 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 1400 59.8500 D 38139 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 100 59.9200 D 38039 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 6100 59.9300 D 31939 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 800 59.9500 D 31139 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 200 59.9600 D 30939 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 200 59.9700 D 30739 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 1039 60.0000 D 29700 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 2300 60.0009 D 27400 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 1700 60.0112 D 25700 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 2000 60.0200 D 23700 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 5500 60.0500 D 18200 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 2300 60.0593 D 15900 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 200 60.0900 D 15700 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 2400 60.0904 D 13300 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 1000 60.1100 D 12300 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 1000 60.1200 D 11300 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 2000 60.1300 D 9300 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 2000 60.1400 D 7300 I Shares owned by LLC Class A Common Stock 2004-10-29 4 S 0 2000 60.1500 D 5300 I Shares owned by LLC Class B Common Stock 2004-10-29 4 C 0 50000 D Class A Common Stock 50000 386556 I Shares owned by LLC Class B Common Stock Class A Common Stock 38305 38305 I Shares owned by Trust Class B Common Stock Class A Common Stock 2357 2357 D These shares are owned directly by the Sanjeev K. Bansal Qualified Annuity Trust #3, and indirectly by Mr. Bansal as sole trustee of that trust. These shares were acquired upon conversion of shares of Class B Common Stock, which were convertible on a 1-for-1 basis into shares of Class A Common Stock. Shares that are indicated as being "owned by LLC" are owned directly by Shangri-La LLC (the "LLC"), and indirectly by Sanju K. Bansal as the sole member of the LLC. Separate open market sale transactions that were executed on October 29, 2004 at the same price have been reported on an aggregate basis on a single line in Table I. The order in which sale transactions are set forth in Table I is not necessarily reflective of the sequence in which the sale transactions occurred in fact. Shares of Class B Common Stock are convertible immediately upon receipt into shares of Class A Common Stock on a 1-for-1 basis and have no expiration date. This number excludes 10 shares of Class B Common Stock erroneously included in Table II of the first of three Form 4 filings by Mr. Bansal on November 1, 2004. See Exhibit A. These shares are owned directly by the Sanjeev K. Bansal Qualified Annuity Trust #2, and indirectly by Mr. Bansal as sole trustee of that trust. This is the first Form 4 of two Form 4 filings made by the reporting person to report transactions that occurred on October 29, 2004. W. Ming Shao, As Attorney-in-Fact 2004-11-02 EX-99 2 attach_1.txt Exhibit A Mr. Bansal also directly owns an employee stock option to purchase 80,000 shares of Class A Common Stock with (i) exercise price of $20.69 per share, (ii) vesting in four equal annual installments beginning on 02/08/2005 and (iii) expiration on 02/08/2013. -----END PRIVACY-ENHANCED MESSAGE-----