-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J78zhaW2+929uK744gfBMV8khr/iuAiKDf7RpaVm5n3JcqdUe9hnZfXpZ5R2t40I vkB3s7NVpt5mA4fseIVDNg== 0001079783-04-000003.txt : 20040511 0001079783-04-000003.hdr.sgml : 20040511 20040511154356 ACCESSION NUMBER: 0001079783-04-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040507 FILED AS OF DATE: 20040511 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANSAL SANJU K CENTRAL INDEX KEY: 0001079783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 04796376 BUSINESS ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR STREET 2: MICROSTRATEGY INC CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-07 0001050446 MICROSTRATEGY INC MSTR 0001079783 BANSAL SANJU K C/O MICROSTRATEGY INCORPORATED 1861 INTERNATIONAL DRIVE MCLEAN VA 22102 1 1 0 0 Vice Chairman, EVP and COO Class A Common Stock 2004-05-07 4 C 0 10000 A 10000 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 151 46.3900 D 9849 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 200 46.4300 D 9649 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 119 46.4500 D 9530 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 1210 46.4665 D 8320 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 100 46.4800 D 8220 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 100 46.4900 D 8120 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 200 46.5900 D 7920 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 1900 47.5000 D 6020 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 1300 47.7508 D 4720 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 100 47.7700 D 4620 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 4304 47.7704 D 316 I Shares owned by LLC Class A Common Stock 2004-05-07 4 S 0 316 47.8100 D 0 I Shares owned by LLC Class A Common Stock 50000 I Shares owned by Trust Class B Common Stock 2004-05-07 4 C 0 10000 D Class A Common Stock 10000 521556 I Shares owned by LLC These shares were acquired upon conversion of shares of Class B Common Stock, which were convertible on a 1-for-1 basis into shares of Class A Common Stock. These shares are owned directly by Shangri-La LLC (the 'LLC'), and indirectly by Sanju K. Bansal as the sole member of the LLC. Separate open market sale transactions that were executed on May 7, 2004 at the same price have been reported on an aggregate basis on a single line in Table I. The order in which sale transactions are set forth in Table I is not necessarily reflective of the sequence in which the sale transactions occurred in fact. These shares are owned directly by the Sanjeev K. Bansal Qualified Annuity Trust #3, and indirectly by Mr. Bansal as the sole trustee of that trust. Shares of Class B Common Stock are convertible immediately upon receipt into shares of Class A Common Stock on a 1-for-1 basis and have no expiration date. See Exhibit I. Sanju K. Bansal 2004-05-07 EX-99 2 attach_1.txt Exhibit I Mr. Bansal also indirectly owns 38,305 shares of Class B Common Stock, which shares are owned directly by the Sanjeev K. Bansal Qualified Annuity Trust #2, of which Mr. Bansal is the sole trustee. Mr. Bansal also directly owns 2,357 shares of Class B Common Stock. Shares of Class B Common Stock are convertible immediately upon receipt into shares of Class A Common Stock on a 1-for-1 basis and have no expiration date. Mr. Bansal also directly owns an employee stock option to purchase 100,000 shares of Class A Common Stock with (i) exercise price of $20.69 per share, (ii) vesting in five equal annual installments beginning on 02/08/2004 and (iii) expiration on 02/08/2013. -----END PRIVACY-ENHANCED MESSAGE-----