-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TLDSIU2AFqDK9H4+Fpfd+aga7Cp08jv56YloMWrbNX55ApK2iGcff7j2JO2S2GCn WbVPGuscNTSZxI1OXPIagQ== 0001079783-03-000017.txt : 20031106 0001079783-03-000017.hdr.sgml : 20031106 20031106161210 ACCESSION NUMBER: 0001079783-03-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031104 FILED AS OF DATE: 20031106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANSAL SANJU K CENTRAL INDEX KEY: 0001079783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 03982506 BUSINESS ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR STREET 2: MICROSTRATEGY INC CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-11-04 0001050446 MICROSTRATEGY INC MSTR 0001079783 BANSAL SANJU K C/O MICROSTRATEGY INCORPORATED 1861 INTERNATIONAL DRIVE MCLEAN VA 22102 1100Vice Chairman, EVP and COOClass A Common Stock2003-11-044C016400A16400IShares owned by LLCClass A Common Stock2003-11-044S0 5000 55.8600 D11400IShares owned by LLCClass A Common Stock2003-11-044S0 6300 55.9000 D5100 IShares owned by LLCClass A Common Stock2003-11-044S0 3600 55.9056 D1500 IShares owned by LLCClass A Common Stock2003-11-044S0 100 55.9400 D1400 IShares owned by LLCClass A Common Stock2003-11-044S0 1400 56.1714 D0 IShares owned by LLCClass A Common Stock50000I< /value>Shares owned by TrustClass B Common Stock2003-11-044C016400DClass A Common Stock16400540887IShares owned by LLCThese shares were acquired upon conversion of shares of Class B Common Stock, which were convertible on a 1-for-1 basis into shares of Class A Common Stock.These shares are owned directly by Shangri-La LLC (the 'LLC'), and indirectly by Sanju K. Bansal as the sole member of the LLC.Separate open market sale transactions that were executed on November 4, 2003 at the same price have been reported on a n aggregate basis on a single line in Table I. The order in which sale transactions are set forth in Table I is not necessarily reflective of the sequence in which the sale transactions occurred in fact.These shares are owned directly by the Sanjeev K. Bansal Qualified Annuity Trust #3, and indirectly by Mr. Bansal as the sole trustee of that trust.Shares of Class B Common Stock are convertible immediately upon receipt into shares of Class A Common Stock on a 1-for-1 basis and have no expiration date.See Exhibit I.Sanju K. Bansal2003-11-06 EX-99 3 attach_1.txt Exhibit I Mr. Bansal also indirectly owns 38,305 shares of Class B Common Stock, which shares are owned directly by the Sanjeev K. Bansal Qualified Annuity Trust #2, of which Mr. Bansal is the sole trustee. Mr. Bansal also directly owns 2,357 shares of Class B Common Stock. Shares of Class B Common Stock are convertible immediately upon receipt into shares of Class A Common Stock on a 1-for-1 basis and have no expiration date. Mr. Bansal also directly owns an employee stock option to purchase 100,000 shares of Class A Common Stock with (i) exercise price of $20.69 per share, (ii) vesting in five equal annual installments beginning on 02/08/2004 and (iii) expiration on 02/08/2013. -----END PRIVACY-ENHANCED MESSAGE-----