-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7G/cXDWAFYvPXPDH2dQII4epo+gViLGGGqpUo5JehWy9EOX18HBC6ABay3KjqC3 40a3wIaA+RZLRFV928kBbA== 0001079783-03-000013.txt : 20031104 0001079783-03-000013.hdr.sgml : 20031104 20031104161105 ACCESSION NUMBER: 0001079783-03-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031031 FILED AS OF DATE: 20031104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MICROSTRATEGY INC CENTRAL INDEX KEY: 0001050446 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510323571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANSAL SANJU K CENTRAL INDEX KEY: 0001079783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24435 FILM NUMBER: 03976537 BUSINESS ADDRESS: STREET 1: C/O MICROSTRATEGY INC STREET 2: 1861 INTERNATIONAL DR CITY: MCLEAN STATE: VA ZIP: 22102 BUSINESS PHONE: 7038488600 MAIL ADDRESS: STREET 1: 1861 INTERNATIONAL DR STREET 2: MICROSTRATEGY INC CITY: MCLEAN STATE: VA ZIP: 22102 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-10-31 0001050446 MICROSTRATEGY INC MSTR 0001079783 BANSAL SANJU K C/O MICROSTRATEGY INCORPORATED 1861 INTERNATIONAL DRIVE MCLEAN VA 22102 1100Vice Chairman, EVP and COOClass A Common Stock2003-10-314C0 42650 A43600IShares owned by LLCClass A Common Stock2003-10-314S0 1000 54.550 D42600IShares owned by LLCClass A Common Stock2003-10-314S0 1000 54.670 D 41600 IShares owned by LLCClass A Common Stock2003-10-314S0 5880 54.775 D 35720 IShares owned by LLCClass A Common Stock2003-10-314S0 800 54.780 D 34920 IShares owned by LLCClass A Common Stock2003-10-314S0 1000 54.790 D 33920 IShares owned by LLCClass A Common Stock2003-10-314S0 1200 54.793 D 32720 IShares owned by LLCClass A Common Stock2003-10-314S0 1571 54.800 D 31149 IShares owned by LLCClass A Common Stock2003-10-314S0 1549 54.830 D 29600 IShares owned by LLCClass A Common Stock2003-10-314S0 7144 54.850 D 22456 IShares owned by LLCClass A Common Stock2003-10-314S0 1000 54.860 D 21456 IShares owned by LLCClass A Common Stock2003-10-314S0 2856 54.900 D 18600 IShares owned by LLCClass A Common Stock2003-10-314S0 1700 55.000 D 16900 IShares owned by LLCClass A Common Stock2003-10-314S0 1900 55.060 D 15000 IShares owned by LLCClass A Common Stock2003-10-314S0 1900 55.080 D 13100 IShares owned by LLCClass A Common Stock2003-10-314S0 200 55.100 D 12900 IShares owned by LLCClass A Common Stock2003-10-314S0 500 55.130 D 12400 IShares owned by LLCClass A Common Stock2003-10-314< /transactionFormType>S0 2600 55.247 D 9800 IShares owned by LLCClass A Common Stock2003-10-314S0 200 55.250 D 9600 IShares owned by LLCClass A Common Stock2003-10-314S0 330 55.260 D 9270 IShares owned by LLCClass A Common Stock2003-10-314S0 200 55.300 D 9070 IShares owned by LLCClass A Common Stock2003-10-314S0 1170 55.378 D 7900 IShares owned by LLCClass A Common Stock2003-10-314S0 300 55.450 D 7600 IShares owned by LLCClass A Common Stock2003-10-314S0 2100 55.460 D 5500 IShares owned by LLCClass A Common Stock2003-10-314S0 500 55.474 D 5000 IShares owned by LLCClass A Common Stock2003-10-314S0 4021 55.600 D 979 IShares owned by LLCClass A Common Stock2003-10-314S0 500 55.632 D 479 IShares owned by LLCC lass A Common Stock2003-10-314S0 479 55.640 D0IShares owned by LLCClass A Common Stock50000IShares owned by TrustClass B Common Stock2003-10-314C042650D Class A Common Stock42650597287IShares owned by LLCThese shares were acquired upon conversion of shares of Class B Common Stock, which were convertible on a 1-for-1 basis into shares of Class A Common Stock.These shares are owned directly by Shangri-La LLC (the 'LLC'), and indirectly by Sanju K. Bansal as the sole member of the LLC.Separate open market sale transactions that were executed on October 31, 2003 at the same price have been reported on an aggregate basis on a single line in Table I. The order in which sale transactions are set forth in Table I is not necessarily reflective of the sequence in which the sale transactions occurred in fact.These shares are owned directly by the Sanjeev K. Bansal Qualified Annuity Trust #3, and indirectly by Mr. Bansal as the sole trustee of that trust.Shares of Class B Common Stock are convertible immediately upon receipt into shares of Class A Common Stock on a 1-for-1 basis and have no expiration date.See Exhibit I.Sanju K. Bansal2003-11-04 EX-99 3 attach_1.txt Exhibit I Mr. Bansal also indirectly owns 38,305 shares of Class B Common Stock, which shares are owned directly by the Sanjeev K. Bansal Qualified Annuity Trust #2, of which Mr. Bansal is the sole trustee. Mr. Bansal also directly owns 2,357 shares of Class B Common Stock. Shares of Class B Common Stock are convertible immediately upon receipt into shares of Class A Common Stock on a 1-for-1 basis and have no expiration date. Mr. Bansal also directly owns an employee stock option to purchase 100,000 shares of Class A Common Stock with (i) exercise price of $20.69 per share, (ii) vesting in five equal annual installments beginning on 02/08/2004 and (iii) expiration on 02/08/2013. -----END PRIVACY-ENHANCED MESSAGE-----