-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UEzy6irxPlId+fZESJrGuMlBY9Sjgpk5H7ML8ILF8uSp8FEnSVvCoQMpzHU0tXpz h82RdgBiG6v6oRqoFrLb1g== 0001072613-07-001663.txt : 20070726 0001072613-07-001663.hdr.sgml : 20070726 20070726172154 ACCESSION NUMBER: 0001072613-07-001663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070724 FILED AS OF DATE: 20070726 DATE AS OF CHANGE: 20070726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHASE FORWARD INC CENTRAL INDEX KEY: 0001050180 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043386549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 880 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Powell Stephen John CENTRAL INDEX KEY: 0001296504 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50839 FILM NUMBER: 071004091 BUSINESS ADDRESS: BUSINESS PHONE: 441628525250 MAIL ADDRESS: STREET 1: ABNEY GATE STREET 2: HEDSOR ROAD CITY: BOURNE END, BUCKS STATE: X0 ZIP: SL85DH 4 1 pro-072407_15245ex.xml X0202 4 2007-07-24 0 0001050180 PHASE FORWARD INC PFWD 0001296504 Powell Stephen John C/O PHASE FORWARD INCORPORATED 880 WINTER STREET WALTHAM MA 02451 0 1 0 0 S.V.P., Worldwide Sales Common Stock 2007-07-24 4 M 0 5000 6.30 A 60000 D Common Stock 2007-07-24 4 M 0 5000 6.62 A 60000 D Common Stock 2007-07-24 4 S 0 10000 16.3254 D 60000 D Common Stock (Right to Buy) 6.30 2007-07-24 4 M 0 5000 6.30 D 2006-12-31 2015-02-16 Common Stock 5000 5000 D Common Stock (Right to Buy) 6.62 2007-07-24 4 M 0 5000 6.62 D 2006-03-07 2015-03-07 Common Stock 5000 33334 D The sale(s) reported on this form were made pursuant to a written trading plan adopted in accordance with SEC Rule 10b5-1 on February 10, 2006. This number reflects the number of securities beneficially owned after taking into account all of the reported transactions. This option vests, in full, upon the earlier of seven years, and, in part, upon the attainment of specified milestones and became exercisable on the date listed in the table. This option is exercisable and vests over four years at the rate of 25% on the date listed in the table, and the balance vesting in equal monthly installments over the remaining 36 months. By: /s/ D. Ari Buchler, attorney-in-fact for Stephen John Powell 2007-07-26 -----END PRIVACY-ENHANCED MESSAGE-----