0001144204-18-047634.txt : 20180831
0001144204-18-047634.hdr.sgml : 20180831
20180831173136
ACCESSION NUMBER: 0001144204-18-047634
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180829
FILED AS OF DATE: 20180831
DATE AS OF CHANGE: 20180831
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAMER ANTHONY
CENTRAL INDEX KEY: 0001050045
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00967
FILM NUMBER: 181050812
MAIL ADDRESS:
STREET 1: 1001 SOUTH BAYSHORE DRIVE
STREET 2: STE 2708
CITY: MIAMI
STATE: FL
ZIP: 33131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WhiteHorse Finance, Inc.
CENTRAL INDEX KEY: 0001552198
IRS NUMBER: 454247759
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
BUSINESS PHONE: (305) 379-2322
MAIL ADDRESS:
STREET 1: 1450 Brickell Avenue, 31st Floor
CITY: Miami
STATE: FL
ZIP: 33131
FORMER COMPANY:
FORMER CONFORMED NAME: WhiteHorse Finance, LLC
DATE OF NAME CHANGE: 20120613
4
1
tv502168_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-08-29
0
0001552198
WhiteHorse Finance, Inc.
WHF
0001050045
TAMER ANTHONY
1450 BRICKELL AVENUE, 31ST FLOOR
MIAMI
FL
33131
0
0
1
0
Common Stock, par value $0.001 per share
2018-08-29
4
S
0
972622
13.88
D
10530000
I
See footnotes
Common Stock, par value $0.001 per share
250254
I
See footnote
Common Stock, par value $0.001 per share
5585
D
Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P. (the "Bayside Funds"), Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by the Bayside Funds, except to the extent of his direct pecuniary interest therein.
On August 29, 2018, the Bayside Funds agreed to sell in a block trade, through one or more of their direct or indirect subsidiaries, to a large institutional investor, an aggregate of 972,622 shares of Common Stock at a price of $13.88 per share. After the sale, the Bayside Funds collectively hold 10,530,000 shares of Common Stock, either directly or through one or more of their direct or indirect subsidiaries.
Mr. Tamer is the President of Tamer H.I.G. Management, L.P., which owns the reported securities. Mr. Tamer disclaims beneficial ownership of shares of common stock held by Tamer H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
/s/ Marco Collazos, Attorney-in-Fact for Anthony Tamer
2018-08-31