Compliance Consultant

0001049662-22-000002.txt : 20220429 0001049662-22-000002.hdr.sgml : 20220429 20220429113114 ACCESSION NUMBER: 0001049662-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220429 DATE AS OF CHANGE: 20220429 EFFECTIVENESS DATE: 20220429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIES FINANCIAL LLC CENTRAL INDEX KEY: 0001049662 IRS NUMBER: 341257039 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06572 FILM NUMBER: 22871914 BUSINESS ADDRESS: STREET 1: 1801 EAST NINTH STREET STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168611148 MAIL ADDRESS: STREET 1: 1801 EAST NINTH ST STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: GRIES FINANCIAL CORP DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001049662 XXXXXXXX 03-31-2022 03-31-2022 GRIES FINANCIAL LLC

1801 EAST NINTH ST SUITE 1600 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06572 N Eric Myers Compliance Consultant 5133998090 Eric Myers Covington KY 04-29-2022 0 149 271763 false INFORMATION TABLE 2 Gries_13F_Q1_2022.xml 3M Co COM 88579Y101 2780 18676 SH SOLE 0 0 18676 Abbott Laboratories COM 002824100 1707 14423 SH SOLE 0 0 14423 Abbvie Inc COM 00287Y109 2726 16814 SH SOLE 0 0 16814 Advance Auto Parts Inc COM 00751Y106 1863 9000 SH SOLE 0 0 9000 Aflac Inc COM 001055102 1245 19343 SH SOLE 0 0 19343 Akamai Technologies Inc. COM 00971T101 253 2123 SH SOLE 0 0 2123 Allstate Corp COM 020002101 2245 16205 SH SOLE 0 0 16205 Alphabet Inc Class A CAP STK CL A 02079K305 807 290 SH SOLE 0 0 290 Alphabet Inc Class C CAP STK CL C 02079K107 681 244 SH SOLE 0 0 244 Altria Group Inc. COM 02209S103 262 5005 SH SOLE 0 0 5005 Amazon.com Inc COM 023135106 1767 542 SH SOLE 0 0 542 Amdocs Ltd. SHS G02602103 2174 26447 SH SOLE 0 0 26447 American Tower Corp COM 03027X100 2772 11035 SH SOLE 0 0 11035 Amgen Inc COM 031162100 2734 11304 SH SOLE 0 0 11304 Amphenol Corp CL A 032095101 338 4488 SH SOLE 0 0 4488 Apple Inc COM 037833100 3381 19366 SH SOLE 0 0 19366 Automatic Data Processing COM 053015103 212 932 SH SOLE 0 0 932 Avago Technologies Ltd COM 11135F101 268 426 SH SOLE 0 0 426 Avalara Inc COM 05338G106 579 5818 SH SOLE 0 0 5818 Boeing Co COM 097023105 205 1071 SH SOLE 0 0 1071 Bristol-Myers Squibb Company COM 110122108 3413 46732 SH SOLE 0 0 46732 Cadence Bank COM 12740C103 1319 45078 SH SOLE 0 0 45078 CDW Corp COM 12514G108 316 1767 SH SOLE 0 0 1767 Cedar Fair LP DEPOSITORY UNIT 150185106 373 6800 SH SOLE 0 0 6800 CH Robinson Worldwide Inc. COM NEW 12541W209 2029 18836 SH SOLE 0 0 18836 Chevron Corp COM 166764100 463 2845 SH SOLE 0 0 2845 Cigna Holding Co COM 125523100 2183 9112 SH SOLE 0 0 9112 Cisco Systems Inc COM 17275R102 583 10448 SH SOLE 0 0 10448 Cliffs Natural Resources Inc. COM 185899101 219 6784 SH SOLE 0 0 6784 CME Group Inc. COM 12572Q105 448 1884 SH SOLE 0 0 1884 Coca-Cola Co COM 191216100 1374 22155 SH SOLE 0 0 22155 Cognizant Technology Solutions Corporation CL A 192446102 1754 19562 SH SOLE 0 0 19562 ConAgra Foods Inc. COM 205887102 2187 65154 SH SOLE 0 0 65154 ConocoPhillips COM 20825C104 453 4534 SH SOLE 0 0 4534 Copart Inc COM 217204106 502 4000 SH SOLE 0 0 4000 Costco Wholesale Corporation COM 22160K105 650 1128 SH SOLE 0 0 1128 Crown Castle International Corp COM 22822V101 239 1292 SH SOLE 0 0 1292 CSX Corp COM 126408103 3881 103635 SH SOLE 0 0 103635 Danaher Corporation COM 235851102 284 968 SH SOLE 0 0 968 Eaton Corp SHS G29183103 1664 10965 SH SOLE 0 0 10965 Emerson Electric Co. COM 291011104 554 5650 SH SOLE 0 0 5650 Exxon Mobil Corporation COM 30231G102 1467 17766 SH SOLE 0 0 17766 FedEx Corporation COM 31428X106 1720 7434 SH SOLE 0 0 7434 First American Financial Corp COM 31847R102 1413 21797 SH SOLE 0 0 21797 Gilead Sciences Inc COM 375558103 1871 31466 SH SOLE 0 0 31466 Goldman Sachs Active Beta U.S. Small Cap ACTIVEBETA US 381430602 3392 54784 SH SOLE 0 0 54784 Goldman Sachs Group Inc COM 38141G104 997 3020 SH SOLE 0 0 3020 Home Depot Inc. COM 437076102 2046 6837 SH SOLE 0 0 6837 Honeywell International Inc. COM 438516106 1947 10006 SH SOLE 0 0 10006 Intel Corp COM 458140100 822 16581 SH SOLE 0 0 16581 International Business Machines Corp COM 459200101 2059 15835 SH SOLE 0 0 15835 International Flavors & Fragrances COM 459506101 1181 8994 SH SOLE 0 0 8994 iShares Cohen & Steers Realty Majors COHEN STEER REIT 464287564 382 5384 SH SOLE 0 0 5384 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 349 5019 SH SOLE 0 0 5019 iShares Core MSCI Emerg Markets ETF CORE MSCI EMKT 46434G103 616 11088 SH SOLE 0 0 11088 iShares Core MSCI Total Intl Stk ETF CORE MSCI TOTAL 46432F834 3888 58400 SH SOLE 0 0 58400 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 43822 96591 SH SOLE 0 0 96591 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 4970 18519 SH SOLE 0 0 18519 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 243 2249 SH SOLE 0 0 2249 iShares Core S&P Total US Stock Mkt CORE S&P TTL STK 464287150 3866 38299 SH SOLE 0 0 38299 iShares Dow Jones US Energy U.S. ENERGY ETF 464287796 3445 84188 SH SOLE 0 0 84188 iShares Edge MSCI Min Vol USA MSCI USA MIN VOL 46429B697 2122 27361 SH SOLE 0 0 27361 iShares Global Financials ETF GLOBAL FINLS ETF 464287333 220 2767 SH SOLE 0 0 2767 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 1511 20533 SH SOLE 0 0 20533 iShares MSCI Emerging Markets Index MSCI EMG MKT ETF 464287234 525 11625 SH SOLE 0 0 11625 iShares Russell 1000 Growth Index RUS 1000 GRW ETF 464287614 1634 5887 SH SOLE 0 0 5887 iShares Russell 1000 Index RUS 1000 ETF 464287622 715 2859 SH SOLE 0 0 2859 iShares Russell 1000 Value Index RUS 1000 VAL ETF 464287598 1488 8966 SH SOLE 0 0 8966 iShares Russell 2000 Growth Index Fund RUS 2000 GRW ETF 464287648 508 1986 SH SOLE 0 0 1986 iShares Russell 2000 Index RUSSELL 2000 ETF 464287655 4381 21343 SH SOLE 0 0 21343 iShares Russell 2000 Value Index Fund RUS 2000 VAL ETF 464287630 337 2089 SH SOLE 0 0 2089 Johnson and Johnson COM 478160104 607 3427 SH SOLE 0 0 3427 JPMorgan Chase & Co COM 46625H100 1965 14418 SH SOLE 0 0 14418 L3Harris Technologies Inc COM 502431109 2261 9100 SH SOLE 0 0 9100 Landstar System Inc. COM 515098101 1914 12692 SH SOLE 0 0 12692 Lincoln National Corp COM 534187109 261 4000 SH SOLE 0 0 4000 Lockheed Martin Corporation COM 539830109 274 621 SH SOLE 0 0 621 MARSH & MCLENNAN COS COM 571748102 1058 6210 SH SOLE 0 0 6210 McDonald's Corporation COM 580135101 345 1394 SH SOLE 0 0 1394 Merck & Co Inc COM 58933Y105 2674 32591 SH SOLE 0 0 32591 Microsoft Corporation COM 594918104 4486 14549 SH SOLE 0 0 14549 Moderna Inc COM 60770K107 295 1715 SH SOLE 0 0 1715 Mondelez International Inc CL A 609207105 273 4356 SH SOLE 0 0 4356 Moody s Corporation COM 615369105 356 1055 SH SOLE 0 0 1055 Morgan Stanley COM NEW 617446448 1003 11472 SH SOLE 0 0 11472 Newell Rubbermaid Inc COM 651229106 808 37758 SH SOLE 0 0 37758 NextEra Energy Inc COM 65339F101 980 11574 SH SOLE 0 0 11574 Nordson Corporation COM 655663102 274 1206 SH SOLE 0 0 1206 Novo Nordisk ADR 670100205 278 2500 SH SOLE 0 0 2500 NVIDIA Corporation COM 67066G104 394 1444 SH SOLE 0 0 1444 OGE Energy Corp COM 670837103 1767 43329 SH SOLE 0 0 43329 Oracle Corporation COM 68389X105 2716 32835 SH SOLE 0 0 32835 Parker Hannifin Corporation COM 701094104 979 3451 SH SOLE 0 0 3451 PepsiCo Inc COM 713448108 1666 9956 SH SOLE 0 0 9956 Pfizer Inc COM 717081103 1936 37395 SH SOLE 0 0 37395 Phillips 66 COM 718546104 1196 13848 SH SOLE 0 0 13848 PowerShares QQQ UNIT SER 1 46090E103 524 1446 SH SOLE 0 0 1446 Procter & Gamble Co COM 742718109 368 2411 SH SOLE 0 0 2411 Progressive Corporation COM 743315103 16871 148004 SH SOLE 0 0 148004 Raytheon Technologies Ord COM 75513E101 797 8046 SH SOLE 0 0 8046 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 1086 13767 SH SOLE 0 0 13767 Schwab US Large-Cap ETF US LRG CAP ETF 808524201 491 9122 SH SOLE 0 0 9122 SEI Investments Company COM 784117103 1710 28401 SH SOLE 0 0 28401 SPDR S&P 500 TR UNIT 78462F103 9820 21743 SH SOLE 0 0 21743 SPDR S&P MidCap 400 UTSER1 S&PDCRP 78467Y107 4974 10141 SH SOLE 0 0 10141 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 329 2570 SH SOLE 0 0 2570 T. Rowe Price Group COM 74144T108 1772 11718 SH SOLE 0 0 11718 TELUS Corp COM 87971M103 1607 61458 SH SOLE 0 0 61458 Thermo Fisher Scientific Inc COM 883556102 1032 1747 SH SOLE 0 0 1747 UGI Corp COM 902681105 1213 33487 SH SOLE 0 0 33487 Union Pacific Corp COM 907818108 220 804 SH SOLE 0 0 804 UnitedHealth Group Inc COM 91324P102 354 695 SH SOLE 0 0 695 Vanguard FTSE All World ex-US Small-Cap ETF FTSE SMCAP ETF 922042718 694 5601 SH SOLE 0 0 5601 Vanguard Large Cap ETF LARGE CAP ETF 922908637 853 4089 SH SOLE 0 0 4089 Vanguard Mid-Cap ETF MID CAP ETF 922908629 344 1448 SH SOLE 0 0 1448 Vanguard MSCI Emerging Markets ETF FTSE EMR MKT ETF 922042858 889 19274 SH SOLE 0 0 19274 Vanguard REIT Index ETF REAL ESTATE ETF 922908553 633 5840 SH SOLE 0 0 5840 Vanguard Russell 1000 Value Index ETF VNG RUS1000VAL 92206C714 385 5290 SH SOLE 0 0 5290 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 2743 12047 SH SOLE 0 0 12047 Verizon Communications Inc COM 92343V104 2255 44270 SH SOLE 0 0 44270 Visa Inc. COM CL A 92826C839 780 3518 SH SOLE 0 0 3518 Walgreen Boots Alliance Inc Com COM 931427108 1547 34565 SH SOLE 0 0 34565 Walt Disney Co COM 254687106 319 2322 SH SOLE 0 0 2322 Werner Enterprises Inc COM 950755108 1832 44691 SH SOLE 0 0 44691 Zoetis Inc CL A 98978V103 668 3542 SH SOLE 0 0 3542 Bain Capital Specialty Finance Inc COM STK 05684B107 2407 154373 SH SOLE 0 0 154373 Bank Of America 7.25 Non Cumulatve Perp C V T Pfd 7.25%CNV PFD L 060505682 516 393 SH SOLE 0 0 393 FS KKR Capital Corp COM 302635206 1473 64549 SH SOLE 0 0 64549 ISHARES 10-20 YEAR TREASURY BOND ETF 10-20 YR TRS ETF 464288653 1094 8126 SH SOLE 0 0 8126 iShares Barclays 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 438 5260 SH SOLE 0 0 5260 iShares Barclays TIPS Bond TIPS BD ETF 464287176 313 2516 SH SOLE 0 0 2516 iShares Convertible Bond ETF CONV BD ETF 46435G102 799 9591 SH SOLE 0 0 9591 iShares Core Total US Bond Market ETF CORE US AGGBD ET 464287226 1148 10720 SH SOLE 0 0 10720 iShares Floating Rate Note FLTG RATE NT ETF 46429B655 714 14135 SH SOLE 0 0 14135 iShares iBoxx Invest Grade Corp Bond IBOXX INV CP ETF 464287242 547 4525 SH SOLE 0 0 4525 iShares Short Maturity Municipal Bd ETF BLACKROCK SHORT 46431W838 1275 25630 SH SOLE 0 0 25630 iShares Ultra Short-Term Bond ETF BLACKROCK ULTRA 46434V878 466 9290 SH SOLE 0 0 9290 iShares US Treasury Bond US TREAS BD ETF 46429B267 350 14061 SH SOLE 0 0 14061 JPMorgan Ultra-Short Income ETF ULTRA SHRT INC 46641Q837 1542 30665 SH SOLE 0 0 30665 Pennant Park Investment Corp COM 708062104 422 54230 SH SOLE 0 0 54230 PIMCO Enhanced Short Maturity ETF ENHAN SHRT MA AC 72201R833 3006 30015 SH SOLE 0 0 30015 SPDR Portfolio TIPS ETF PORTFLI TIPS ETF 78464A656 2424 80121 SH SOLE 0 0 80121 TCG BDC Inc COM 872280102 3060 212667 SH SOLE 0 0 212667 Wells Fargo & Co PERP PFD CNV A 949746804 264 199 SH SOLE 0 0 199 iShares Commodities Select Strategy ETF GSCI CMDTY STGY 46431W853 10867 271328 SH SOLE 0 0 271328 Pembina Pipeline Corp COM 706327103 1230 32707 SH SOLE 0 0 32707 BROADSTONE NET LEASE ORD COM 11135E203 456 20938 SH SOLE 0 0 20938 Open Text Corp COM 683715106 1252 29524 SH SOLE 0 0 29524