Compliance Consultant

0001049662-21-000004.txt : 20211112 0001049662-21-000004.hdr.sgml : 20211112 20211112095735 ACCESSION NUMBER: 0001049662-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GRIES FINANCIAL LLC CENTRAL INDEX KEY: 0001049662 IRS NUMBER: 341257039 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06572 FILM NUMBER: 211400783 BUSINESS ADDRESS: STREET 1: 1801 EAST NINTH STREET STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 BUSINESS PHONE: 2168611148 MAIL ADDRESS: STREET 1: 1801 EAST NINTH ST STREET 2: SUITE 1600 CITY: CLEVELAND STATE: OH ZIP: 44114 FORMER COMPANY: FORMER CONFORMED NAME: GRIES FINANCIAL CORP DATE OF NAME CHANGE: 19990322 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001049662 XXXXXXXX 09-30-2021 09-30-2021 GRIES FINANCIAL LLC

1801 EAST NINTH ST SUITE 1600 CLEVELAND OH 44114

13F HOLDINGS REPORT 028-06572 N Eric Myers Compliance Consultant 5133998090 Eric Myers Covington KY 11-12-2021 0 156 318480 false INFORMATION TABLE 2 13F_Q32021_Gries.xml 3M Co COM 88579Y101 1343 7655 SH SOLE 0 0 7655 Abbott Laboratories COM 002824100 1668 14119 SH SOLE 0 0 14119 Abbvie Inc COM 00287Y109 2989 27706 SH SOLE 0 0 27706 Aflac Inc COM 001055102 1407 26988 SH SOLE 0 0 26988 Akamai Technologies Inc. COM 00971T101 265 2535 SH SOLE 0 0 2535 Alphabet Inc Class A CAP STK CL A 02079K305 858 321 SH SOLE 0 0 321 Alphabet Inc Class C CAP STK CL C 02079K107 757 284 SH SOLE 0 0 284 Altria Group Inc. COM 02209S103 228 5005 SH SOLE 0 0 5005 Amazon.com Inc COM 023135106 1629 496 SH SOLE 0 0 496 Amdocs Ltd. SHS G02602103 1301 17182 SH SOLE 0 0 17182 American Tower Corp COM 03027X100 285 1072 SH SOLE 0 0 1072 AmerisourceBergen Corp COM 03073E105 1703 14257 SH SOLE 0 0 14257 Amgen Inc COM 031162100 1436 6753 SH SOLE 0 0 6753 Amphenol Corp CL A 032095101 322 4400 SH SOLE 0 0 4400 Apple Inc COM 037833100 9933 70195 SH SOLE 0 0 70195 AT&T Inc COM 00206R102 5470 202506 SH SOLE 0 0 202506 Athersys Inc. COM 04744L106 21 15593 SH SOLE 0 0 15593 Avago Technologies Ltd COM 11135F101 211 436 SH SOLE 0 0 436 Avalara Inc COM 05338G106 31251 178810 SH SOLE 0 0 178810 BancorpSouth Inc. COM 05971J102 1818 61047 SH SOLE 0 0 61047 Bank of America Corporation COM 060505104 260 6120 SH SOLE 0 0 6120 Bank of New York Mellon Corp COM 064058100 3106 59921 SH SOLE 0 0 59921 Berkshire Hathaway Inc CL B NEW 084670702 338 1238 SH SOLE 0 0 1238 Best Buy Co Inc COM 086516101 1614 15267 SH SOLE 0 0 15267 Boeing Co COM 097023105 261 1185 SH SOLE 0 0 1185 Bristol-Myers Squibb Company COM 110122108 1125 19005 SH SOLE 0 0 19005 Cardinal Health Inc COM 14149Y108 2443 49395 SH SOLE 0 0 49395 CDW Corp COM 12514G108 357 1962 SH SOLE 0 0 1962 Cedar Fair LP DEPOSITORY UNIT 150185106 315 6800 SH SOLE 0 0 6800 Chevron Corp COM 166764100 274 2697 SH SOLE 0 0 2697 Cigna Holding Co COM 125523100 2449 12233 SH SOLE 0 0 12233 CINTAS CORP COM 172908105 10780 28318 SH SOLE 0 0 28318 Cisco Systems Inc COM 17275R102 2348 43131 SH SOLE 0 0 43131 CME Group Inc. COM 12572Q105 388 2005 SH SOLE 0 0 2005 Coca-Cola Co COM 191216100 1166 22225 SH SOLE 0 0 22225 Cognizant Technology Solutions Corporation CL A 192446102 2839 38260 SH SOLE 0 0 38260 Colgate-Palmolive Company COM 194162103 403 5333 SH SOLE 0 0 5333 ConAgra Foods Inc. COM 205887102 2980 87977 SH SOLE 0 0 87977 ConocoPhillips COM 20825C104 293 4329 SH SOLE 0 0 4329 Copart Inc COM 217204106 555 4000 SH SOLE 0 0 4000 Costco Wholesale Corporation COM 22160K105 372 829 SH SOLE 0 0 829 Crown Castle International Corp COM 22822V101 224 1292 SH SOLE 0 0 1292 CSX Corp COM 126408103 3082 103635 SH SOLE 0 0 103635 CVS Health Corp COM 126650100 2590 30521 SH SOLE 0 0 30521 Danaher Corporation COM 235851102 1195 3926 SH SOLE 0 0 3926 Eaton Corp SHS G29183103 1637 10965 SH SOLE 0 0 10965 Emerson Electric Co. COM 291011104 532 5650 SH SOLE 0 0 5650 Estee Lauder Cos Inc CL A 518439104 251 837 SH SOLE 0 0 837 Exxon Mobil Corporation COM 30231G102 2276 38689 SH SOLE 0 0 38689 FACEBOOK INC CL A 30303M102 370 1089 SH SOLE 0 0 1089 First American Financial Corp COM 31847R102 2011 29999 SH SOLE 0 0 29999 General Dynamics COM 369550108 1867 9522 SH SOLE 0 0 9522 Gilead Sciences Inc COM 375558103 3022 43271 SH SOLE 0 0 43271 Goldman Sachs Active Beta U.S. Small Cap ACTIVEBETA US LG 381430602 4390 69676 SH SOLE 0 0 69676 Goldman Sachs Group Inc COM 38141G104 1731 4578 SH SOLE 0 0 4578 Home Depot Inc. COM 437076102 2794 8512 SH SOLE 0 0 8512 Honeywell International Inc. COM 438516106 304 1431 SH SOLE 0 0 1431 Intel Corp COM 458140100 869 16317 SH SOLE 0 0 16317 International Business Machines Corp COM 459200101 469 3378 SH SOLE 0 0 3378 Interpublic Group of Cos Inc COM 460690100 1344 36645 SH SOLE 0 0 36645 iShares Cohen & Steers Realty Majors COHEN STEER REIT 464287564 234 3573 SH SOLE 0 0 3573 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 322 4343 SH SOLE 0 0 4343 iShares Core MSCI Emerg Markets ETF CORE MSCI EMKT 46434G103 657 10633 SH SOLE 0 0 10633 iShares Core MSCI Total Intl Stk ETF CORE MSCI TOTAL 46432F834 4146 58400 SH SOLE 0 0 58400 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 31999 74274 SH SOLE 0 0 74274 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 4544 17271 SH SOLE 0 0 17271 iShares Core S&P Total US Stock Mkt CORE S&P TTL STK 464287150 3721 37823 SH SOLE 0 0 37823 iShares Dow Jones US Energy US ENERGY ETF 464287796 1906 67460 SH SOLE 0 0 67460 iShares Global Financials ETF GLOBAL FINALS ETF 464287333 2331 29707 SH SOLE 0 0 29707 iShares MSCI EAFE Index MSCI EAFE ETF 464287465 1512 19379 SH SOLE 0 0 19379 iShares MSCI Emerging Markets Index MSCI EMG MKT ETF 464287234 443 8796 SH SOLE 0 0 8796 iShares Russell 1000 Growth Index RUS 1000 GRW ETF 464287614 1605 5858 SH SOLE 0 0 5858 iShares Russell 1000 Index RUS 1000 ETF 464287622 691 2857 SH SOLE 0 0 2857 iShares Russell 1000 Value Index RUS 1000 VAL ETF 464287598 1234 7881 SH SOLE 0 0 7881 iShares Russell 2000 Growth Index Fund RUS 2000 GRW ETF 464287648 554 1888 SH SOLE 0 0 1888 iShares Russell 2000 Index RUSSELL 2000 ETF 464287655 4485 20501 SH SOLE 0 0 20501 iShares Russell 2000 Value Index Fund RUS 2000 VAL ETF 464287630 285 1776 SH SOLE 0 0 1776 iShares Russell Midcap Index RUS MID CAP ETF 464287499 321 4105 SH SOLE 0 0 4105 Johnson & Johnson COM 478160104 790 4893 SH SOLE 0 0 4893 JPMorgan Chase & Co COM 46625H100 3195 19517 SH SOLE 0 0 19517 L3Harris Technologies Inc COM 502431109 1989 9032 SH SOLE 0 0 9032 Landstar System Inc. COM 515098101 1698 10758 SH SOLE 0 0 10758 Lincoln National Corp (Radnor PA) COM 534187109 275 4000 SH SOLE 0 0 4000 Lockheed Martin Corporation COM 539830109 2482 7193 SH SOLE 0 0 7193 MARSH & MCLENNAN COS COM 571748102 924 6101 SH SOLE 0 0 6101 McDonald's Corporation COM 580135101 266 1102 SH SOLE 0 0 1102 Merck & Co Inc COM 58933Y105 833 11084 SH SOLE 0 0 11084 MetLife Inc COM 59156R108 1526 24724 SH SOLE 0 0 24724 Microsoft Corporation COM 594918104 4475 15873 SH SOLE 0 0 15873 Moderna Inc COM 60770K107 737 1915 SH SOLE 0 0 1915 Mondelez International Inc CL A 609207105 251 4307 SH SOLE 0 0 4307 Moody s Corporation COM 615369105 426 1200 SH SOLE 0 0 1200 Morgan Stanley COM NEW 617446448 1560 16028 SH SOLE 0 0 16028 National Fuel Gas Company COM 636180101 2146 40858 SH SOLE 0 0 40858 Netflix Inc COM 64110L106 278 456 SH SOLE 0 0 456 Newell Rubbermaid Inc COM 651229106 1769 79918 SH SOLE 0 0 79918 NextEra Energy Inc COM 65339F101 899 11446 SH SOLE 0 0 11446 Nike Inc. CL B 654106103 342 2354 SH SOLE 0 0 2354 Nordson Corporation COM 655663102 395 1660 SH SOLE 0 0 1660 Novo Nordisk A/S ADR 670100205 240 2500 SH SOLE 0 0 2500 NVIDIA Corporation COM 67066G104 299 1444 SH SOLE 0 0 1444 OGE Energy Corp COM 670837103 2844 86299 SH SOLE 0 0 86299 Omnicom Group Inc. COM 681919106 2186 30164 SH SOLE 0 0 30164 Oracle Corporation COM 68389X105 1878 21551 SH SOLE 0 0 21551 Parker Hannifin Corporation COM 701094104 910 3255 SH SOLE 0 0 3255 Paypal Hldgs Inc COM 70450Y103 241 926 SH SOLE 0 0 926 PepsiCo Inc COM 713448108 2024 13456 SH SOLE 0 0 13456 Pfizer Inc COM 717081103 2786 64771 SH SOLE 0 0 64771 PowerShares QQQ UNIT SER 1 46090E103 510 1425 SH SOLE 0 0 1425 Procter & Gamble Co COM 742718109 341 2440 SH SOLE 0 0 2440 Progressive Corporation COM 743315103 13756 152186 SH SOLE 0 0 152186 Raytheon Technologies Ord COM 75513E101 663 7709 SH SOLE 0 0 7709 Schwab US Dividend Equity ETF US DIVIDEND EQ 808524797 982 13221 SH SOLE 0 0 13221 Schwab US Large-Cap ETF US LRG CAP ETF 808524201 257 2467 SH SOLE 0 0 2467 South St Corp Com COM 840441109 1732 23197 SH SOLE 0 0 23197 SPDR S&P 500 TR UNIT 78462F103 9156 21335 SH SOLE 0 0 21335 SPDR S&P MidCap 400 UTSER1 S&PDCRP 78467Y107 4765 9910 SH SOLE 0 0 9910 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 303 2580 SH SOLE 0 0 2580 Square Inc Cl A CL A 852234103 1795 7486 SH SOLE 0 0 7486 Starbucks Corporation COM 855244109 213 1930 SH SOLE 0 0 1930 Texas Instruments Inc. COM 882508104 651 3389 SH SOLE 0 0 3389 Thermo Fisher Scientific Inc COM 883556102 991 1734 SH SOLE 0 0 1734 TransDigm Group Inc COM 893641100 392 628 SH SOLE 0 0 628 Travelers Companies Inc. COM 89417E109 1498 9853 SH SOLE 0 0 9853 Tyson Foods Inc. CL A 902494103 1416 17944 SH SOLE 0 0 17944 UGI Corp COM 902681105 1972 46279 SH SOLE 0 0 46279 UnitedHealth Group Inc COM 91324P102 1996 5108 SH SOLE 0 0 5108 Vanguard FTSE All World ex-US Small-Cap ETF FTSE SMCAP ETF 922042718 749 5601 SH SOLE 0 0 5601 Vanguard Large Cap ETF LARGE CAP ETF 922908637 822 4089 SH SOLE 0 0 4089 Vanguard Mid-Cap ETF MID CAP ETF 922908629 343 1448 SH SOLE 0 0 1448 Vanguard MSCI Emerging Markets ETF FTSE EMR MKT ETF 922042858 890 17800 SH SOLE 0 0 17800 Vanguard REIT Index ETF REAL ESTATE ETF 922908553 539 5295 SH SOLE 0 0 5295 Vanguard Russell 1000 Value Index ETF VNG RUS1000VAL 92206C714 363 5290 SH SOLE 0 0 5290 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 2656 11960 SH SOLE 0 0 11960 Vanguard Value ETF VALUE ETF 922908744 203 1498 SH SOLE 0 0 1498 Verizon Communications Inc COM 92343V104 3203 59296 SH SOLE 0 0 59296 Viacomcbs Cl B Ord CL B 92556H206 2166 54810 SH SOLE 0 0 54810 Visa Inc. COM CL A 92826C839 770 3455 SH SOLE 0 0 3455 Walt Disney Co COM 254687106 415 2450 SH SOLE 0 0 2450 Werner Enterprises Inc COM 950755108 1595 36029 SH SOLE 0 0 36029 Zoetis Inc CL A 98978V103 755 3890 SH SOLE 0 0 3890 Bain Capital Specialty Finance Inc COM STK 05684B107 3349 225692 SH SOLE 0 0 225692 TCG BDC Inc COM 872280102 3296 245817 SH SOLE 0 0 245817 Goldman Sachs BDC Inc SHS 38147U107 1249 68052 SH SOLE 0 0 68052 iShares Barclays 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 477 5535 SH SOLE 0 0 5535 iShares Barclays TIPS Bond TIPS BD ETF 464287176 2139 16749 SH SOLE 0 0 16749 iShares Core Total US Bond Market ETF CORE US AGGBD ET 464287226 1279 11141 SH SOLE 0 0 11141 iShares Floating Rate Note FLTG RATE NT ETF 46429B655 736 14470 SH SOLE 0 0 14470 iShares iBoxx $ Invest Grade Corp Bond IBOXX INV CP ETF 464287242 601 4519 SH SOLE 0 0 4519 iShares Short Maturity Municipal Bd ETF BLACKROCK SHORT 46431W838 1286 25630 SH SOLE 0 0 25630 iShares Ultra Short-Term Bond ETF BLACKROCK ULTRA 46434V878 1540 30485 SH SOLE 0 0 30485 JPMorgan Ultra-Short Income ETF ULTRA SHRT INC 46641Q837 2150 42398 SH SOLE 0 0 42398 JPMorgan Ultra-Short Municipal Inc ETF ULTRA SHRT MUNCPL 46641Q654 288 5638 SH SOLE 0 0 5638 PIMCO Enhanced Short Maturity ETF ENHAN SHRT MA AC 72201R833 4092 40146 SH SOLE 0 0 40146 iShares Commodities Select Strategy ETF GSCI CMDTY STGY 46431W853 4559 127204 SH SOLE 0 0 127204 BROADSTONE NET LEASE ORD COM 11135E203 649 26170 SH SOLE 0 0 26170