EX-99.77O RULE 10F-3 3 chy377o.htm 10F-3 TRANSACTIONS

 

CORPORATE HIGH YIELD FUND III, INC.

FILE #811-8497

ATTACHMENT 77O

 

 

 

 

 

 

TRADE DATE

 

 

 

DESCRIPTION OF SECURITY

 

 

 

 

ISSUE SIZE

 

 

 

AMOUNT PURCHASED

MEMBER OF UNDERWRITING SYNDICATE FROM WHOM FUND PURCHASED

07/25/01

Yell Finance 13.5% 8/1/11

$847,325,000

$5,180,000

CIBC World Markets

07/26/01

Argosy Gaming 9.0% 9/01/11

$200,000,000

$500,000

Morgan Stanley

08/01/01

AutoNation 9.0% 08/01/08

$450,000,000

$2,625,000

Bank of America

08/08/01

Norske Skog 8.625% 06/15/11

$250,000,000

$3,050,000

RBC Dominion

11/07/01

Triton PCS 8.75% 11/15/11

$400,000,000

$1,750,000

JP Morgan Chase

   

$

$