EX-99.77O RULE 10F-3 4 cohy377o.htm 10F-3 TRANSACTIONS

 

CORPORATE HIGH YIELD FUND III, INC.

FILE #811-8497

ATTACHMENT 77O

 

 

 

 

 

 

TRADE DATE

 

 

 

DESCRIPTION OF SECURITY

 

 

 

 

ISSUE SIZE

 

 

 

AMOUNT PURCHASED

MEMBER OF UNDERWRITING SYNDICATE FROM WHOM FUND PURCHASED

11/07/01

Triton PCS 8.75% 11/15/11

$400,000,000

$1,750,000

JP Morgan Chase

12/04/01

Ingles Markets 8.875% 12/01/11

$250,000,000

$625,000

Bank of America

12/05/01

Stone Energy 8.25% 12/15/11

$200,000,000

$475,000

CSFB

02/28/02

Corus Entertainment 8.75% 3/1/12

$375,000,000

$700,000

Toronto Dominion

03/12/02

United Auto 9.625% 3/15/12

$300,000,000

$250,000

Banc of America

03/15/02

Resorts Int'l Hotel & Casino 11.5% 3/15/09

$180,000,000

$1,750,000

Deutche Bank

   

$

$

 
   

$

$