-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fz7szcokj9VFe9gaGcDgYKeYG5axE/p1vxnWPco6cJGGGUNjUrzLNfMimNsJ5zlT glu9py9ae4TchkNHYL3CCA== 0001127602-10-008431.txt : 20100312 0001127602-10-008431.hdr.sgml : 20100312 20100312093156 ACCESSION NUMBER: 0001127602-10-008431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100310 FILED AS OF DATE: 20100312 DATE AS OF CHANGE: 20100312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JOHN ALEXANDER CENTRAL INDEX KEY: 0001202768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 10675982 MAIL ADDRESS: STREET 1: C/O MKS INSTRUMENTS STREET 2: 6 SHATTUCK ROAD CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-645-5500 MAIL ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-03-10 0001049502 MKS INSTRUMENTS INC MKSI 0001202768 SMITH JOHN ALEXANDER 2 TECH DRIVE ANDOVER MA 01810 1 V.P. & Chief Tech Officer Common Stock 2010-03-10 4 M 0 1157 0 A 1157 D Common Stock 2010-03-10 4 M 0 1667 0 A 2824 D Common Stock 2010-03-10 4 F 0 898 19.07 D 1926 D Common Stock 2010-03-11 4 S 0 1926 19.04 D 0 D Restricted Stock Unit 2010-03-10 4 M 0 1157 0 D Common Stock 1157 13057 D Restricted Stock Unit 2010-03-10 4 M 0 1667 0 D Common Stock 1667 10167 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy tax withholding obligations. Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years. The RSUs vest in equal annual installments over three years. /s/Renee M. Donlan POA 2010-03-12 -----END PRIVACY-ENHANCED MESSAGE-----