-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2tww/O/cQSSDfWK/EuNUQxSCN/pIZYQx3qDB1p8RZ1e/BIxVZ0iEIKGDeVvyAy2 MgPiMpmjmgQMDxtzLMQ0Pw== 0001127602-10-004626.txt : 20100212 0001127602-10-004626.hdr.sgml : 20100212 20100212172227 ACCESSION NUMBER: 0001127602-10-004626 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH JOHN ALEXANDER CENTRAL INDEX KEY: 0001202768 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 10601160 MAIL ADDRESS: STREET 1: C/O MKS INSTRUMENTS STREET 2: 6 SHATTUCK ROAD CITY: ANDOVER STATE: MA ZIP: 01810 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 BUSINESS PHONE: 978-645-5500 MAIL ADDRESS: STREET 1: 2 TECH DRIVE STREET 2: SUITE 201 CITY: ANDOVER STATE: MA ZIP: 01810 5 1 form5.xml PRIMARY DOCUMENT X0303 5 2009-12-31 0 1 0001049502 MKS INSTRUMENTS INC MKSI 0001202768 SMITH JOHN ALEXANDER 2 TECH DRIVE ANDOVER MA 01810 1 V.P. & Chief Tech Officer Restricted Stock Unit 2009-03-16 4 A 0 L 1400 0 A Common Stock 1400 17204 D Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. These shares were inadvertently not reported with the equity grant on March 16, 2009. These shares are subject to the achievement of performance criteria, and thereafter shall vest in equal annual installments over three years. /s/Renee M. Donlan POA 2010-02-12 -----END PRIVACY-ENHANCED MESSAGE-----