-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HIdMIf/KpqgJkwoyT4Y/6D4nSBuQ2yxlvYqirKbapgMCtWxdehBOG/mShyDLWVNo SarWTFBq4WlOMy9ENlDC7Q== 0000950138-06-000565.txt : 20060711 0000950138-06-000565.hdr.sgml : 20060711 20060711161052 ACCESSION NUMBER: 0000950138-06-000565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060707 FILED AS OF DATE: 20060711 DATE AS OF CHANGE: 20060711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MKS INSTRUMENTS INC CENTRAL INDEX KEY: 0001049502 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823] IRS NUMBER: 042277512 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 BUSINESS PHONE: 978-284-4000 MAIL ADDRESS: STREET 1: 90 INDUSTRIAL WAY CITY: WILMINGTON STATE: MA ZIP: 01887 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMERSON ELECTRIC CO CENTRAL INDEX KEY: 0000032604 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23621 FILM NUMBER: 06956333 BUSINESS ADDRESS: STREET 1: 8000 W FLORISSANT AVE STREET 2: P O BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 BUSINESS PHONE: 3145532000 MAIL ADDRESS: STREET 1: 8000 W. FLORISSANT STREET 2: P.O. BOX 4100 CITY: ST LOUIS STATE: MO ZIP: 63136 FORMER NAME: FORMER CONFORMED NAME: EMERSON ELECTRIC MANUFACTUING CO DATE OF NAME CHANGE: 19730710 4 1 form4_071006ex.xml X0202 4 2006-07-07 0 0001049502 MKS INSTRUMENTS INC MKSI 0000032604 EMERSON ELECTRIC CO 8000 W. FLORISSANT AVE. ST LOUIS MO 63136 0 0 1 0 Common Stock 2006-07-07 4 S 0 25000 19.5044 D 5322405 I Through a subsidiary. Common Stock 2006-07-10 4 S 0 17400 19.2217 D 5305005 I Through a subsidiary. Common Stock 1065182 D The sales were effected in multiple transactions, at varying prices, on July 7, 2006, as follows and as described in Footnote 2 below: 61 shares at $19.18; 71 at $19.21; 168 at $19.22; 200 at $19.23; 200 at $19.24; 1,000 at $19.25; 400 at $19.26; 1,200 at $19.27; 396 at $19.28; 300 at $19.29; 700 at $19.30; 700 at $19.31; 600 at $19.32; 600 at $19.33; 400 at $19.34; 299 at $19.35; 200 at $19.37; 100 at $19.39; 464 at $19.44; 119 at $19.45; 117 at $19.46; 100 at $19.47; 400 at $19.48; 491 at $19.49; 482 at $19.50; 207 at $19.51; 1,028 at $19.52; 970 at $19.53; 619 at $19.54; and 353 at $19.55. This footnote sets forth additional detail with respect to the transactions described in Footnote 1, as follows: 825 shares at $19.56; 642 at $19.57; 900 at $19.58; 955 at $19.59; 400 at $19.60; 723 at $19.61; 741 at $19.62; 709 at $19.63; 1,536 at $19.64; 816 at $19.65; 963 at $19.66; 146 at $19.67; 549 at $19.68; 100 at $19.69; 9 at $19.70; 300 at $19.71; 485 at $19.72; 300 at $19.73; 595 at $19.74; 120 at $19.75; 200 at $19.76; and 41 at $19.78. The weighted average sales price for these transactions was $19.5044 per share. The sales were effected in multiple transactions, at varying prices, on July 10, 2006, as follows and as described in Footnote 4 below: 2,200 shares at $19.00; 100 at $19.04; 100 at $19.05; 100 at $19.06; 200 at $19.07; 200 at $19.08; 158 at $19.09; 200 at $19.10; 300 at $19.11; 100 at $19.12; 156 at $19.13; 600 at $19.14; 42 at $19.15; 844 at $19.16; 200 at $19.17; 100 at $19.18; 400 at $19.19; 700 at $19.20; 600 at $19.21; 752 at $19.22; 400 at $19.23; 1,329 at $19.24; and 319 at $19.25. This footnote sets forth additional detail with respect to the transactions described in Footnote 3 as follows: 200 shares at $19.26; 700 at $19.27; 300 at $19.28; 100 at $19.29; 200 at $19.30; 500 at $19.32; 2,187 at $19.33; 1,100 at $19.34; 100 at $19.35; 613 at $19.36; 241 at $19.37; 100 at $19.38; 800 at $19.40; and 159 at $19.41. The weighted average sales price for these transactions was $19.2217 per share. /s/ Timothy G. Westman, Assistant Secretary 2006-07-11 -----END PRIVACY-ENHANCED MESSAGE-----