0000899243-23-012509.txt : 20230510
0000899243-23-012509.hdr.sgml : 20230510
20230510165952
ACCESSION NUMBER: 0000899243-23-012509
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230508
FILED AS OF DATE: 20230510
DATE AS OF CHANGE: 20230510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CEP IV Participations, S.a r.l. SICAR
CENTRAL INDEX KEY: 0001944424
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 23907460
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: (251) 300-6657
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Asia Partners IV, L.P.
CENTRAL INDEX KEY: 0001563274
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 23907462
BUSINESS ADDRESS:
STREET 1: 1001 PENNSYLVANIA AVENUE, NW
STREET 2: SUITE 220
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202-347-2626
MAIL ADDRESS:
STREET 1: 1001 PENNSYLVANIA AVENUE, NW
STREET 2: SUITE 220
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Partners VI Cayman Holdings, L.P.
CENTRAL INDEX KEY: 0001838776
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 23907465
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9008
BUSINESS PHONE: (201) 541-2121
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gamma Holding Co Ltd
CENTRAL INDEX KEY: 0001944422
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 23907461
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: (251) 300-6657
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAP IV, L.L.C.
CENTRAL INDEX KEY: 0001945338
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 23907458
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: (251) 300-6657
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CEP IV Managing GP, L.P.
CENTRAL INDEX KEY: 0001944602
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 23907459
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: (251) 300-6657
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CEP IV Managing GP Holdings, Ltd.
CENTRAL INDEX KEY: 0001944603
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 23907464
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: (251) 300-6657
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAP IV General Partner, L.P.
CENTRAL INDEX KEY: 0001944819
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23621
FILM NUMBER: 23907463
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: (251) 300-6657
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MKS INSTRUMENTS INC
CENTRAL INDEX KEY: 0001049502
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL INSTRUMENTS FOR MEASUREMENT, DISPLAY, AND CONTROL [3823]
IRS NUMBER: 042277512
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
BUSINESS PHONE: 978-645-5500
MAIL ADDRESS:
STREET 1: 2 TECH DRIVE
STREET 2: SUITE 201
CITY: ANDOVER
STATE: MA
ZIP: 01810
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-08
1
0001049502
MKS INSTRUMENTS INC
MKSI
0001838776
Carlyle Partners VI Cayman Holdings, L.P.
C/O WALKERS CORPORATE SERVICES LIMITED
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9001
CAYMAN ISLANDS
0
0
1
0
0001944603
CEP IV Managing GP Holdings, Ltd.
C/O WALKERS CORPORATE SERVICES LIMITED
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN,
E9
KY1-9001
CAYMAN ISLANDS
0
0
1
0
0001944819
CAP IV General Partner, L.P.
C/O WALKERS CORPORATE SERVICES LIMITED
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN,
E9
KY1-9001
CAYMAN ISLANDS
0
0
1
0
0001563274
Carlyle Asia Partners IV, L.P.
C/O WALKERS CORPORATE SERVICES LIMITED
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN,
E9
KY1-9001
CAYMAN ISLANDS
0
0
1
0
0001944422
Gamma Holding Co Ltd
C/O WALKERS CORPORATE SERVICES LIMITED
190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN,
E9
KY1-9001
CAYMAN ISLANDS
0
0
1
0
0001944424
CEP IV Participations, S.a r.l. SICAR
C/O THE CARLYLE GROUP
2, AVENUE CHARLES DE GAULLE
LUXEMBOURG
N4
L-1653
LUXEMBOURG
0
0
1
0
0001944602
CEP IV Managing GP, L.P.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVE. NW, SUITE 220S
WASHINGTON
DC
20004-2505
0
0
1
0
0001945338
CAP IV, L.L.C.
C/O THE CARLYLE GROUP INC.
1001 PENNSYLVANIA AVE. NW, SUITE 220S
WASHINGTON
DC
20004-2505
0
0
1
0
0
Common Stock
2023-05-08
4
S
0
2000000
86.125
D
6482732
I
See footnotes
Following the transactions reported herein, includes (i) 3,958,719 shares held by Carlyle Partners VI Cayman Holdings, L.P., (ii) 1,726,956 shares held by CEP IV Participations, S.a r.l. SICAR and (iii) 797,057 shares held by Gamma Holding Company Limited.
The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of TC Group VI Cayman, L.L.C., which is the general partner of TC Group VI Cayman, L.P., which is the general partner of Carlyle Partners VI Cayman Holdings, L.P.
TC Group Cayman Investment Holdings Sub L.P. is also the sole shareholder of CEP IV Managing GP Holdings, Ltd. and the sole member of CAP IV, L.L.C. CEP IV Managing GP Holdings, Ltd. is the general partner of CEP IV Managing GP, L.P., which is the managing general partner of Carlyle Europe Partners IV, L.P., which is the majority shareholder of CEP IV Participations, S.a r.l. SICAR. CAP IV, L.L.C. is the general partner of CAP IV General Partner, L.P., which is the general partner of Carlyle Asia Partners IV, L.P., which is the majority shareholder of Gamma Holding Company Limited.
Accordingly, each of these entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VI Cayman Holdings, L.P., CEP IV Participations, S.a r.l. SICAR and Gamma Holding Company Limited. Each of them disclaims beneficial ownership of such securities.
Due to the limitations of the electronic filing system, each of The Carlyle Group Inc., Carlyle Holdings II GP L.L.C., Carlyle Holdings II L.L.C., CG Subsidiary Holdings L.L.C., TC Group Cayman Investment Holdings, L.P., TC Group Cayman Investment Holdings Sub L.P., TC Group VI Cayman, L.L.C. and TC Group VI Cayman, L.P. are filing a separate Form 4.
Carlyle Partners VI Cayman Holdings, L.P., By: TC Group VI Cayman, L.P., its general partner, By: TC Group VI Cayman, L.L.C., its general partner, By: /s/ Jeremy W. Anderson, Authorized Person
2023-05-10
CEP IV Managing GP Holdings, Ltd., By: /s/ Anat Holtzman, Manager
2023-05-10
CEP IV Managing GP, L.P., By: CEP IV Managing GP Holdings, Ltd., its general partner, By: /s/ Anat Holtzman, Manager
2023-05-10
Carlyle Europe Partners IV, L.P., By: CEP IV Managing GP, L.P., its general partner, By: CEP IV Managing GP Holdings, Ltd., its general partner, By: /s/ Anat Holtzman, Manager
2023-05-10
CEP IV Participations, S.a r.l. SICAR, Represented by Andrew Howlett-Bolton and William Cagney, as Managers, By: /s/ Andrew Howlett-Bolton, Manager, By: /s/ William Cagney, Manager
2023-05-10
CAP IV, L.L.C., By: /s/ Chintan Bhatt, Authorized Person
2023-05-10
CAP IV General Partner, L.P., By: CAP IV, L.L.C., its general partner, By: /s/ Chintan Bhatt, Authorized Person
2023-05-10
Carlyle Asia Partners IV, L.P., By: CAP IV General Partner, L.P., its general partner, By: CP IV, L.L.C., its general partner, By: /s/ Chintan Bhatt, Authorized Person
2023-05-10
Gamma Holding Company Limited, By: /s/ Chintan Bhatt, Director
2023-05-10