-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, JCkfttGTX5GGqObweDO1mvudpE57aoM109UFd5dhFYh9RDvYvBRhEGvz/CTKNVjU 3eWjjpGXjY9oY1rVJPyGEw== 0000950131-94-001962.txt : 19941222 0000950131-94-001962.hdr.sgml : 19941222 ACCESSION NUMBER: 0000950131-94-001962 CONFORMED SUBMISSION TYPE: DEF13E3/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19941221 SROS: MSE SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHEMICAL WASTE MANAGEMENT INC CENTRAL INDEX KEY: 0000800287 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 362989152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEF13E3/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38019 FILM NUMBER: 94565679 BUSINESS ADDRESS: STREET 1: 3001 BUTTERFIELD RD CITY: OAK BROOK STATE: IL ZIP: 60521 BUSINESS PHONE: 7085722478 MAIL ADDRESS: STREET 1: 3003 BUTTERFIELD ROAD CITY: OAK BROOK STATE: IL ZIP: 60521 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WMX TECHNOLOGIES INC CENTRAL INDEX KEY: 0000104938 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 362660763 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: DEF13E3/A BUSINESS ADDRESS: STREET 1: 3003 BUTTERFIELD RD CITY: OAK BROOK STATE: IL ZIP: 60521 BUSINESS PHONE: 7085722478 MAIL ADDRESS: STREET 1: 3003 BUTTERFIELD ROAD CITY: OAKBROOK STATE: IL ZIP: 60521 FORMER COMPANY: FORMER CONFORMED NAME: WASTE MANAGEMENT INC DATE OF NAME CHANGE: 19930527 DEF13E3/A 1 AMENDMENT NO. 1 TO SCHEDULE 13E-3 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------- AMENDMENT NO. 1 TO SCHEDULE 13E-3 RULE 13E-3 TRANSACTION STATEMENT (PURSUANT TO SECTION 13(E) OF THE SECURITIES EXCHANGE ACT OF 1934) ---------------- CHEMICAL WASTE MANAGEMENT, INC. (NAME OF THE ISSUER) WMX TECHNOLOGIES, INC. (NAME OF PERSON FILING STATEMENT) COMMON STOCK, $.01 PAR VALUE (TITLE OF CLASS OF SECURITIES) ---------------- 163812 10 0 (CUSIP NUMBER OF CLASS OF SECURITIES) HERBERT A. GETZ, ESQ. VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY WMX TECHNOLOGIES, INC. 3003 BUTTERFIELD ROAD, OAK BROOK, ILLINOIS 60521 TELEPHONE: (708) 572-8800 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS ON BEHALF OF PERSON FILING STATEMENT) This statement is filed in connection with (check the appropriate box): [X]a. The filing of solicitation materials or an information statement subject to Regulation 14A [17 CFR 240.14a-1 to 240.14b-1], Regulation 14C [17 CFR 240.14c-1 to 240.14c-101] or Rule 13e-3(c) [(S) 240.13e- 3(c)] under the Securities Exchange Act of 1934. [_]b.The filing of a registration statement under the Securities Act of 1933. [_]c.A tender offer. [_]d.None of the above. Check the following box if the soliciting materials referred to in checking box (a) are preliminary copies: [_] - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- DOCUMENTS INCORPORATED BY REFERENCE This Amendment No. 1 amends the Statement on Schedule 13E-3 originally filed by WMX Technologies, Inc. on November 4, 1994, which incorporated information by reference from the Preliminary Proxy Statement-Prospectus of Chemical Waste Management, Inc. and WMX Technologies, Inc. dated November 4, 1994. Pursuant to General Instruction F to Schedule 13E-3, the information indicated below as contained in the Proxy Statement-Prospectus of Chemical Waste Management, Inc. and WMX Technologies, Inc., dated December 21, 1994 ("Proxy Statement") is incorporated herein by reference. The cross reference sheet included in this Statement shows the location in the Proxy Statement of the information required to be included in response to the items of this Statement. i WMX TECHNOLOGIES, INC. SCHEDULE 13E-3 CROSS REFERENCE SHEET PURSUANT TO GENERAL INSTRUCTION F TO SCHEDULE 13E-3
LOCATION OR CAPTION IN PROXY STATEMENT- PROSPECTUS OF CHEMICAL WASTE MANAGEMENT, INC. ITEM IN SCHEDULE 13E-3 AND WMX TECHNOLOGIES, INC. - ---------------------- ---------------------------------------- 1. Issuer and Class of Security Subject to the Transaction (a)Name of Issuer................ Cover Page; Summary--The Parties (b) Title, Amount of Securities Outstanding, and Approximate Cover Page; Summary--Record Date and Quo- Number of Holders of Record.. rum; Information Concerning the Special Meeting--Record Date; Quorum; Outstanding CWM Shares Entitled to Vote (c) Market Information........... Summary--Market Prices of CWM and Company Shares; CWM Share and Company Share Market Price Information; Dividend Information; and CWM Share Purchase Information (d) Dividends.................... CWM Share and Company Share Market Price Information; Dividend Information; and CWM Share Purchase Information (e) Public Offerings............. None (f) Purchases by Issuer.......... CWM Share and Company Share Market Price Information; Dividend Information; and CWM Share Purchase Information 2.Identity and Background......... Summary--The Parties; Business of the Com- pany; Documents Incorporated By Reference 3.Past Contacts, Transactions or Negotiations (a) Transactions between Issuer and Affiliate................ Certain Relationships and Transactions (b)Negotiations.................. Special Factors--Background of The Merger 4.Terms of the Transaction (a) Material Terms............... Summary--Terms of the Merger; Description of Notes; The Merger Agreement; Descrip- tion of Notes; Appendix A (b) Non-Identical Arrangements... None 5. Plans or Proposals of the Issuer or Affiliate (a) Extraordinary Corporate Special Factors--Plans for CWM after the Transactions................. Merger (b) Sale or Transfer of Assets... Special Factors--Plans for CWM after the Merger (c) Change in Board of Directors Special Factors--Certain Consequences of or Management................ the Merger (d) Changes to Issuer............ Special Factors--Certain Consequences of the Merger (e) Change to Corporate Special Factors--Plans for CWM after the Structure.................... Merger (f) Termination of Registration.. Inapplicable (g) Obligation to File Reports... Inapplicable
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LOCATION OR CAPTION IN PROXY STATEMENT- PROSPECTUS OF CHEMICAL WASTE MANAGEMENT, INC. ITEM IN SCHEDULE 13E-3 AND WMX TECHNOLOGIES, INC. - ---------------------- ---------------------------------------- 6. Sources and Amounts of Funds or Other Consideration (a) Source of Funds............. Special Factors--Fees and Expenses and Source of Funds (b) Expenses.................... Special Factors--Fees and Expenses and Source of Funds (c) Borrowed Funds.............. Inapplicable (d) Bank Loans.................. Inapplicable 7. Purpose(s), Alternatives, Reasons and Effects (a) Purpose..................... Special Factors--Background of the Merger (b) Alternate Means............. Special Factors--Background of the Merger (c) Reasons for Structure....... Special Factors--Background of the Merger (d) Effects of Transactions..... Certain Tax Considerations; Special Fac- tors--Certain Consequences of the Merger; Special Factors--Plans for CWM after the Merger; Special Factors--Background of the Merger; Special Factors--Recommendation of the Special Committee and the Board of Di- rectors of CWM; Fairness of the Merger 8. Fairness of the Transaction (a) Issuer's Belief............. Special Factors--Recommendation of the Spe- cial Committee and the Board of Directors of CWM; Fairness of the Merger (b) Material Factors............ Special Factors--Recommendation of the Spe- cial Committee and the Board of Directors of CWM; Fairness of the Merger (c) Approval Required........... Information Concerning the Special Meet- ing--Vote Required; Certain CWM Shares Voting in Favor of the Merger; Summary-- Vote Required; Certain CWM Shares Voting in Favor of the Merger; The Merger Agree- ment--Conditions (d) Unaffiliated Representative. Special Factors--Background of the Merger; Special Factors--Opinion of CWM's Finan- cial Advisor (e) Independent Director Special Factors--Recommendation of the Spe- Approval.................... cial Committee and the Board of Directors of CWM; Fairness of the Merger (f) Firm Offer.................. None 9. Reports, Opinions, Appraisals and Certain Negotiations (a)Outside Fairness Opinion..... Special Factors--Opinion of CWM's Financial Advisor; Appendix B (b) Outside Party............... Special Factors--Opinion of CWM's Financial Advisor; Appendix B (c) Statement of Availability... Special Factors--Opinion of CWM's Financial Advisor; Appendix B
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LOCATION OR CAPTION IN PROXY STATEMENT- PROSPECTUS OF CHEMICAL WASTE MANAGEMENT, INC. ITEM IN SCHEDULE 13E-3 AND WMX TECHNOLOGIES, INC. - ---------------------- ---------------------------------------- 10. Interest in Securities of the Issuer (a) Beneficial Ownership......... Securities Ownership--Ownership of CWM Shares (b) Transaction in Class of Securities by Issuer and CWM Share and Company Share Market Price Others....................... Information; Dividend Information; and CWM Share Purchase Information; Securities Own- ership--Ownership of CWM Shares 11. Contracts, Arrangements or Understandings with Respect to the Issuer's Securities........ Certain Relationships and Transactions 12. Present Intention and Recommendation of Certain Persons with Regard to the Transaction (a) Voting Intentions............ Special Factors--Conflicts of Interest; In- formation Concerning the Special Meeting-- Vote Required; Certain CWM Shares Voting in Favor of the Merger (b) Recommendation............... Special Factors--Recommendation of the Spe- cial Committee and the Board of Directors of CWM; Fairness of the Merger 13.Other Provisions of the Transaction (a) Appraisal Rights............. Delaware Statutory Appraisal Rights; Appen- dix C (b)Access to Corporate Files..... None (c)Exchange of Debt Securities... The Merger Agreement--Listing 14. Financial Information (a)Financial Documents........... Documents Incorporated by Reference; Summa- ry-- Selected Financial Data; Comparative His- torical and Pro Forma Per Share Data (b) Pro Forma Financial Summary--Comparative Historical and Pro Information.................. Forma Per Share Data; Capitalization 15. Persons and Assets Employed, Retained or Utilized........... Information Concerning the Special Meet- ing--Proxy Solicitation 16. Additional Information......... None 17. Material to be Filed as Exhibits (a)Loan Agreement................ Inapplicable (b) Report, Opinion or Appraisal. Appendix B; Materials Prepared for the Spe- cial Committee of Chemical Waste Manage- ment, Inc. (filed separately as an Exhibit to this Statement on November 4, 1994) (c) Contracts, Arrangements or Understandings............... Appendix A (d) Disclosure Materials......... The Preliminary Proxy Statement (e) Appraisal Rights............. Delaware Statutory Appraisal Rights; Appen- dix C (f) Oral Solicitations........... Inapplicable
3 SIGNATURE After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 21, 1994 ------------------------------------- (Date) /s/ Thomas A. Witt ------------------------------------- (Signature) Thomas A. Witt ------------------------------------- Vice President, WMX Technologies, Inc. (Name and Title) 4 WMX TECHNOLOGIES, INC. SCHEDULE 13E-3 EXHIBIT INDEX
EXHIBIT NUMBER DOCUMENT DESCRIPTION ------- -------------------- Item 17(a) Inapplicable Item 17(b)(1) Fairness Opinion of CS First Boston Corporation (incorporated by reference to Appendix B to the Proxy Statement-Prospectus of Chemical Waste Management, Inc. and the Registrant dated Decem- ber 21, 1994 (the "Proxy Statement"))* (2) Materials Prepared for the Special Committee of Chemical Waste Management, Inc. (previously filed as Exhibit 17(b)(2) to this Statement on November 4, 1994) Item 17(c) Agreement and Plan of Merger by and among WMX Technologies, Inc., WMX Merger Sub, Inc. and Chemical Waste Management, Inc., dated as of October 14, 1994, as amended and restated (incorpo- rated by reference to Appendix A to the Proxy Statement) Item 17(d) Proxy Statement-Prospectus (incorporated by reference to the Proxy Statement) Item 17(e) Section 262 of the Delaware General Corporation Law (incorpo- rated by reference to Appendix C to the Proxy Statement) Item 17(f) Inapplicable
- -------- *The file number of Chemical Waste Management, Inc. under the Securities Exchange Act of 1934 is 1-9253 -----END PRIVACY-ENHANCED MESSAGE-----