13F-HR 1 d13fhr.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION 13(F) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER Report for the Calendar Year of Quarter Ended June 30, 2001. Check here if Amendment: [ __]: Amendment Number [__] This Amendment (Check only one): [__] is a restatement. [__] adds new holdings entries. Name of Institutional Investment Manager filing this report: Bay Harbour Management, L.C. ------------------------------------------------------------------------------- 885 Third Avenue, 34th Floor New York NY 10022 ------------------------------------------------------------------------------- Form 13F File Number: 28-06762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: John D. Stout Reporting Manager: Bay Harbour Management, L.C. Name: John D. Stout Title: Principal Phone: (212) 371-2211 Signature, Place, and Date of Signing: /s/ John D. Stout ------------------------------------------------------------------------------ [Signature] New York City, New York ------------------------------------------------------------------------------ [City, State] August 8, 2001 ------------------------------------------------------------------------------ [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s)) [_] 13F COMBINATION REPORT (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). List of Other Managers Reporting for this Manager [If there are no entries in this list omit this section.] Form 13F File Number 28-________________________________________________________ Name ___________________________________________________________________________ (Repeat as necessary) Form 13 Summary Page Report Summary Number of Other Included Managers: 0 -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 9 -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $ 36,513 (thousands) -------------------- List of Other Included Managers: None -------------------------------------------------------------------------------- FORM 13F INFORMATION TABLE Page 1 of 1 Name of Reporting Manager Bay Harbour Management L.C. ---------------------------
-------------------------- ----------- --------------- ---------------- --------------------------------------- ----------------- Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 -------------------------- ----------- --------------- ---------------- --------------------------------------- ----------------- Title of Value Shrs. or Investment Name of issuer class CUSIP (x$1000) prn amt SH/PRN Put/Call discretion -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- ARCH Common 039381504 2,648 16,049,985 SH X COMMUNICATIONS -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- BUCKHEAD AMERICA Common 11835A105 1,360 660,247 SH X CORPORATION -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- BUCKHEAD AMERICA 8% CV 5,000 5,000,000 PRN X CORPORATION Bond -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- GLOBAL LIGHT Common 37934X100 9,149 4,103,100 SH X TELECOMMUNICATIONS -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- LENNOX INTL INC. Common 526107107 8,714 805,400 SH X -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- LEXENT INC. Common 52886Q102 4,893 950,100 SH X -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- M & F WORLDWIDE Common 552541104 1,792 459,700 SH X -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- NCO PORTFOLIO MGT. Common 62885J108 1,460 245,915 SH X -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- TRUMP HOTELS, & Common 898168109 1,497 741,200 SH X CASINOS -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- ----------------- AGGREGATE 36,513 24,015,647 TOTAL SH 5,000,000 PRN -------------------------- ----------- --------------- ---------------- ------------ ------------ ------------- -----------------
-------------------------- --------------- ------------------------------- Column 1 Column 7 Column 8 -------------------------- --------------- ------------------------------- Voting Authority ------------------------------- Other Name of issuer managers Sole Shared None -------------------------- --------------- --------- ---------- ---------- ARCH X COMMUNICATIONS -------------------------- --------------- --------- ---------- ---------- BUCKHEAD AMERICA X CORPORATION -------------------------- --------------- --------- ---------- ---------- BUCKHEAD AMERICA X CORPORATION -------------------------- --------------- --------- ---------- ---------- GLOBAL LIGHT X TELECOMMUNICATIONS -------------------------- --------------- --------- ---------- ---------- LENNOX INTL INC. X -------------------------- --------------- --------- ---------- ---------- LEXENT INC. X -------------------------- --------------- --------- ---------- ---------- M & F WORLDWIDE X -------------------------- --------------- --------- ---------- ---------- NCO PORTFOLIO MGT. X -------------------------- --------------- --------- ---------- ---------- TRUMP HOTELS, & X CASINOS -------------------------- --------------- --------- ---------- ---------- AGGREGATE TOTAL -------------------------- --------------- --------- ---------- ----------