-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IjKCCUP4QIRk7ZVGP+AjqUY/fSI3tzyaoLVzM3Yxp51zk5RvJjajaycx3nDEOl9U vtjs+XdxLYdLMI1+Jw504A== 0001181431-09-052007.txt : 20091116 0001181431-09-052007.hdr.sgml : 20091116 20091116214838 ACCESSION NUMBER: 0001181431-09-052007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091112 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WENZINGER CHERYL CENTRAL INDEX KEY: 0001275479 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29173 FILM NUMBER: 091188951 MAIL ADDRESS: STREET 1: C/O DIVERSA CORPORATION STREET 2: 4955 DIRECTORS PLACE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERENIUM CORP CENTRAL INDEX KEY: 0001049210 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 223297375 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617 674 5300 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSA CORP DATE OF NAME CHANGE: 19991201 4 1 rrd257466.xml FORM 4 X0303 4 2009-11-12 0 0001049210 VERENIUM CORP VRNM 0001275479 WENZINGER CHERYL 55 CAMBRIDGE PARKWAY CAMBRIDGE MA 02142 1 0 0 0 Stock Option (Right to Buy) 131.88 2009-11-12 4 D 0 2083 0.00 D 2014-02-11 Common Stock 2083 0 D Stock Option (Right to Buy) 105.12 2009-11-12 4 D 0 520 0.00 D 2014-05-17 Common Stock 520 0 D Stock Option (Right to Buy) 57.96 2009-11-12 4 D 0 2083 0.00 D 2015-06-13 Common Stock 2083 0 D Stock Option (Right to Buy) 65.64 2009-11-12 4 D 0 833 0.00 D 2015-06-20 Common Stock 833 0 D Stock Option (Right to Buy) 106.80 2009-11-12 4 D 0 2083 0.00 D 2016-07-20 Common Stock 2083 0 D Stock Option (Right to Buy) 46.68 2009-11-12 4 D 0 2083 0.00 D 2017-12-07 Common Stock 2083 0 D Stock Option (Right to Buy) 13.80 2009-11-12 4 D 0 2083 0.00 D 2019-02-13 Common Stock 2083 0 D Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 4288 A 2019-11-12 Common Stock 4288 4288 D Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 2083 A 2019-11-12 Common Stock 2083 2083 D Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 2083 A 2019-11-12 Common Stock 2083 2083 D Exchanged for new options to purchase shares of common stock at an exercise price of $3.85 per share pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. The shares subject to the option vested in 36 equal monthly installments. Granted in exchange for options surrendered (reported above) pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. The options shall vest according to the following schedule: 2,145 options vested on 11/12/2009 and the remaining 2,143 options shall vest ratably over the next 12 quarters beginning with the quarter ending 12/31/2009. The options shall vest according to the following schedule: 636 options vested on 11/12/2009 and 406 options shall vest ratably over the next 13 months beginning on 12/7/2009; and the remaining 1,041 options shall vest ratably over the next 20 quarters beginning with the quarter ending 12/31/2009. The options shall vest according to the following schedule: 203 options vested on 11/12/2009 and 839 options shall vest ratably over the next 27 months beginning on 12/13/2009; and the remaining 1,041 options shall vest ratably over the next 25 quarters beginning with the quarter ending 12/31/2009. /s/ Gerald M. Haines II for Cheryl Wenzinger 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----