-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LBvCQSTBjb6yoWlr4nz35RZg27tYyZ8YtN3T991HS3BzWDrPLx1aLudMxKtuzmw9 76H0sdo1n4U9QwdDiUhrpA== 0001181431-09-052005.txt : 20091116 0001181431-09-052005.hdr.sgml : 20091116 20091116214716 ACCESSION NUMBER: 0001181431-09-052005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091112 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riva Carlos A CENTRAL INDEX KEY: 0001402687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29173 FILM NUMBER: 091188949 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERENIUM CORP CENTRAL INDEX KEY: 0001049210 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 223297375 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617 674 5300 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSA CORP DATE OF NAME CHANGE: 19991201 4 1 rrd257472.xml FORM 4 X0303 4 2009-11-12 0 0001049210 VERENIUM CORP VRNM 0001402687 Riva Carlos A 55 CAMBRIDGE PARKWAY CAMBRIDGE MA 02142 1 1 0 0 President and CEO Employee Stock Option (Right to Buy) 60.48 2009-11-12 4 D 0 6613 0.00 D 2017-06-20 Common Stock 6613 0 D Employee Stock Option (Right to Buy) 60.48 2009-11-12 4 D 0 76718 0.00 D 2017-06-20 Common Stock 76718 0 D Employee Stock Option (Right to Buy) 81.96 2009-11-12 4 D 0 7237 0.00 D 2017-07-20 Common Stock 7237 0 D Employee Stock Option (Right to Buy) 81.96 2009-11-12 4 D 0 24124 0.00 D 2017-07-20 Common Stock 16887 0 D Employee Stock Option (Right to Buy) 31.32 2009-11-12 4 D 0 16666 0.00 D 2018-08-11 Common Stock 16666 0 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 45932 A 2019-11-12 Common Stock 45932 45932 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 25705 A 2019-11-12 Common Stock 25705 25705 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 16666 A 2019-11-12 Common Stock 16666 16666 D Exchanged for new options to purchase shares of common stock at an exercise price of $3.85 per share (reported above) pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. The option vest as to 8.33% of the shares on September 30, 2008, with the balance vesting in 8.33% increments each subsequent quarter on the last day of each quarter. The option vests as to 25% of the shares on the first anniversary of the date of grant, then vests in increments of 6.25% each quarter thereafter. The option is vested 100% on the grant date. Granted in exchange for options surrendered (reported above) pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. The options shall vest according to the following schedule: 10,085 options vested on 11/12/09 and 12,882 options shall vest ratably over the next 6 quarters beginning on 12/31/2009; and the remaining 22,965 options shall vest ratably over the next 14 quarters beginning with the quarter ending 12/31/2009. The options shall vest according to the following schedule: 4,111 options vested on 11/12/09 and 8,742 options shall vest ratably over the next 18 quarters beginning on 12/31/2009; and the remaining 12,852 options shall vest ratably over the next 26 quarters beginning with the quarter ending 12/31/2009. The options shall vest according to the following schedule: 8,333 options vested on 11/12/09 and 8,333 options shall vest ratably over the next 8 quarters beginning on 12/31/2009. /s/ Gerald M. Haines II for Carlos A. Riva 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----