-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AEmRnlZCdSwA3ypgDhDKQ/z3J8bZreYceGVpHqR0ZHEtC12nF4vgPRDhf4Y+pP+z lYVmul8DZ8CrsrRE8AD/+Q== 0001181431-09-052003.txt : 20091116 0001181431-09-052003.hdr.sgml : 20091116 20091116214410 ACCESSION NUMBER: 0001181431-09-052003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091112 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERENIUM CORP CENTRAL INDEX KEY: 0001049210 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 223297375 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617 674 5300 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSA CORP DATE OF NAME CHANGE: 19991201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUCH JOSHUA CENTRAL INDEX KEY: 0000943431 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29173 FILM NUMBER: 091188945 MAIL ADDRESS: STREET 1: C/O RHO CAPITAL PARTNERS, INC. STREET 2: 152 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 4 1 rrd257457.xml FORM 4 X0303 4 2009-11-12 0 0001049210 VERENIUM CORP VRNM 0000943431 RUCH JOSHUA 55 CAMBRIDGE PARKWAY CAMBRIDGE MA 02142 1 0 0 0 Stock Option (Right to Buy) 46.68 2009-11-12 4 D 0 2083 0.00 D 2017-12-07 Common Stock 2083 0 D Stock Option (Right to Buy) 13.80 2009-11-12 4 D 0 2083 0.00 D 2019-02-13 Common Stock 2083 0 D Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 2083 A 2019-11-12 Common Stock 2083 2083 D Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 2083 A 2019-11-12 Common Stock 2083 2083 D Exchanged for new options to purchase shares of common stock at an exercise price of $3.85 per share pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. Options vest monthly for a period of three years. Granted in exchange for options surrendered (reported above) pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. The options shall vest according to the following schedule: 636 options vested on 11/12/09 and 406 options shall vest ratably over the next 13 months beginning 12/7/2009; and the remaining 1,041 options shall vest ratably over the next 20 quarters beginning with the quarter ending on 12/31/2009. The options shall vest according to the following schedule: 203 options vested on 11/12/09 and 839 options shall vest ratably over the next 27 months beginning 12/13/2009; and the remaining 1,041 options shall vest ratably over the next 25 quarters beginning with the quarter ending on 12/31/2009. /s/ Gerald M. Haines II for Joshua Ruch 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----