-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P2RBYwmvmtO4fAHtCMvL3oqxuQfAe20muKc9c2ltZTQYpUtw1fFlkyTQcG6AsoHX uFAcbaJp+NbeCNuVDli1yw== 0001181431-09-052002.txt : 20091116 0001181431-09-052002.hdr.sgml : 20091116 20091116214344 ACCESSION NUMBER: 0001181431-09-052002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091112 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAINES GERALD M II CENTRAL INDEX KEY: 0001185121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29173 FILM NUMBER: 091188944 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERENIUM CORP CENTRAL INDEX KEY: 0001049210 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 223297375 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617 674 5300 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSA CORP DATE OF NAME CHANGE: 19991201 4 1 rrd257477.xml FORM 4 X0303 4 2009-11-12 0 0001049210 VERENIUM CORP VRNM 0001185121 HAINES GERALD M II 55 CAMBRIDGE PARKWAY CAMBRIDGE MA 02142 0 1 0 0 EVP & Chief Legal Officer Employee Stock Option (Right to Buy) 51.48 2009-11-12 4 D 0 12500 0.00 D 2018-01-14 Common Stock 12500 12500 D Employee Stock Option (Right to Buy) 51.48 2009-11-12 4 D 0 8333 0.00 D 2018-01-14 Common Stock 8333 8333 D Employee Stock Option (Right to Buy) 30.72 2009-11-12 4 D 0 6250 0.00 D 2018-05-23 Common Stock 0 6250 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 12220 A 2019-11-12 Common Stock 12220 12220 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 1666 A 2019-11-12 Common Stock 1666 1666 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 6249 A 2019-11-12 Common Stock 6249 6249 D Exchanged for new options to purchase shares of common stock at an exercise price of $3.85 per share pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. The shares subject to this option vest as follows: 25% of the shares vest one year from the date of grant and the remaining 75% of the shares will vest in equal quarterly installments thereafter. The shares subject to such option will vest 100% on the 7th anniversary of the grant date, or will be subject to accelerated vesting upon achievement of corporate goals to be determined by the compensation committee of the Board. Granted in exchange for options surrendered (reported above) pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. The options shall vest according to the following schedule: 2,292 options vested on 11/12/09 and 3,820 options shall vest ratably over the next 8 quarters beginning with the quarter ending 12/31/2009; and the remaining 6,108 options shall vest ratably over the next 16 quarters beginning with the quarter ending 12/31/2009. The options shall vest according to the following schedule: 833 options shall vest ratably over the next 20 quarters beginning with the quarter ending on 12/31/2009; and the remaining 8,333 options shall vest ratably over the next 28 quarters beginning with the quarter ending 12/31/2009. The options shall vest according to the following schedule: 3,125 options vested on 11/12/09 and 3,124 options shall vest ratably over the next 8 quarters beginning with the quarter ending on 12/31/2009. /s/ Gerald M. Haines II 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----