-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DiVcGKbI7gCPLs4cGYFYn9/D7dPn6PvbX9FOQFp3aEDwf8kzK4p8AnqomvGSeDh/ BqM0/+P1cIVDRbxPvlQO8g== 0001181431-09-051986.txt : 20091116 0001181431-09-051986.hdr.sgml : 20091116 20091116211725 ACCESSION NUMBER: 0001181431-09-051986 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091112 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Jeffrey G. CENTRAL INDEX KEY: 0001449439 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29173 FILM NUMBER: 091188904 MAIL ADDRESS: STREET 1: 4955 DIRECTORS PLACE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VERENIUM CORP CENTRAL INDEX KEY: 0001049210 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 223297375 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617 674 5300 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: DIVERSA CORP DATE OF NAME CHANGE: 19991201 4 1 rrd257437.xml FORM 4 X0303 4 2009-11-12 0 0001049210 VERENIUM CORP VRNM 0001449439 Black Jeffrey G. 55 CAMBRIDGE PARKWAY CAMBRIDGE MA 02142 0 1 0 0 Chief Accounting Officer Employee Stock Option (Right to Buy) 64.20 2009-11-12 4 D 0 2713 0.00 D 2015-05-12 Common Stock 2713 0 D Employee Stock Option (Right to Buy) 79.32 2009-11-12 4 D 0 4030 0.00 D 2017-07-19 Common Stock 4030 0 D Employee Stock Option (Right to Buy) 79.32 2009-11-12 4 D 0 8469 0.00 D 2017-07-19 Common Stock 8469 0 D Employee Stock Option (Right to Buy) 31.92 2009-11-12 4 D 0 729 0.00 D 2018-05-20 Common Stock 729 0 D Employee Stock Option (Right to Buy) 31.92 2009-11-12 4 D 0 5103 0.00 D 2018-05-20 Common Stock 5103 0 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 1809 A 2019-11-12 Common Stock 1809 1809 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 4656 A 2019-11-12 Common Stock 4656 4656 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 2687 A 2019-11-12 Common Stock 2687 2687 D Employee Stock Option (Right to Buy) 3.85 2009-11-12 4 A 0 5832 A 2019-11-12 Common Stock 5832 5832 D Exchanged for new options to purchase shares of common stock at an exercise price of $3.85 per share pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. The option vests as to 25% of the shares on the first anniversary of the date of grant, then vests in increments of 6.25% each quarter thereafter. Granted in exchange for options surrendered (reported above) pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009. The options shall vest according to the following schedule: 905 options vested on 11/12/09. The options shall vest according to the following schedule: 1,657 options vested on 11/12/09 and 1,166 options shall vest ratably over the next 6 quarters beginning with the quarter ending December 31, 2009. The remaining 2,823 options shall vest ratably over the next 14 quarters beginning with the quarter ending December 31, 2009. The options shall vest according to the following schedule: 427 options vested on 11/12/09 and 917 options shall vest ratably over the next 18 quarters beginning with the quarter ending December 31, 2009. The remaining 1,343 options shall vest ratably over the next 26 quarters beginning with the quarter ending December 31, 2009. The options shall vest according to the following schedule: 913 options vested on 11/12/09 and 2,004 options shall vest ratably over the next 10 quarters beginning with the quarter ending December 31, 2009. The remaining 2,915 options shall vest ratably over the next 15 quarters beginning with the quarter ending December 31, 2009. /s/ Gerald M. Haines II for Jeffrey G. Black 2009-11-16 -----END PRIVACY-ENHANCED MESSAGE-----